PERCEPTIVE ADVISORS LLC - 01 Feb 2024 Form 4 Insider Report for Astria Therapeutics, Inc. (ATXS)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
05 Feb 2024, 17:02:33 UTC
Prior SEC filing
12 Jan 2024
Next SEC filing
20 Feb 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Joseph Edelman - for Perceptive Advisors LLC, By: Joseph Edelman, its managing member

Key filing fact

PERCEPTIVE ADVISORS LLC filed Form 4 for Astria Therapeutics, Inc. (ATXS) on 05 Feb 2024.

Key facts

  • This page summarizes PERCEPTIVE ADVISORS LLC's Form 4 filing for Astria Therapeutics, Inc. (ATXS).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 05 Feb 2024, 17:02.

Change

  • Previous filing in this sequence was filed on 12 Jan 2024.
  • Current net transaction value: +$29,999,522.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ATXS transaction

Common Stock

Purchase

Transaction value
$29,999,522
Shares
+2,481,350
Change %
+104%
Price
$12.09
Shares after
4,873,721
Date
01 Feb 2024
Ownership
See footnote
Footnotes
F1
ATXS holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,611,699
Date
01 Feb 2024
Ownership
See footnote
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

The securities are directly held by Perceptive Life Sciences Master Fund Ltd. (the :Master Fund"). Perceptive Advisors LLC (the "Advisor") serves as the investment manager of the Master Fund. Joseph Edelman is the managing member of the Advisor. Each of Mr. Edelman and the Advisor disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein, and this report shall not be deemed an admission that either Mr. Edelman or the Advisor is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.

Footnote F2

The securities are directly held by Perceptive Xontogeny Ventures, L.P. ("PXV"). The Advisor serves as the investment manager of PXV, and Perceptive Xontogeny Ventures GP, LLC ("PXV GP") is the general partner of PXV. Mr. Edelman is the managing member of PXV GP and the Advisor. The Advisor, PXV GP and Mr. Edelman disclaim, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his or its indirect pecuniary interest therein, and this report shall not be deemed an admission that they are the beneficial owner of such securities for purposes of Section 16 or for any other purposes.

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