Timothy Johnston - 01 Feb 2024 Form 4 Insider Report for Li-Cycle Holdings Corp. (LICYF)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
02 Feb 2024, 20:00:13 UTC
Prior SEC filing
01 Feb 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Timothy Johnston

Key filing fact

Timothy Johnston filed Form 4 for Li-Cycle Holdings Corp. (LICYF) on 02 Feb 2024.

Key facts

  • This page summarizes Timothy Johnston's Form 4 filing for Li-Cycle Holdings Corp. (LICYF).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 02 Feb 2024, 20:00.

Change

  • Previous filing in this sequence was filed on 01 Feb 2024.
  • Current net transaction value: -$4,510.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

LICY transaction

Common Shares

Sale

Transaction value
$4,510
Shares
-10,929
Change %
-1.9%
Price
$0.4127
Shares after
555,256
Date
01 Feb 2024
Ownership
Direct
Footnotes
F1, F2, F3
LICY holding

Common Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
11,047,167
Date
01 Feb 2024
Ownership
By Keperra Holdings Limited
Footnotes
F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

The transaction reported reflects automatic sell to cover transactions that do not represent a discretionary trade by the reporting person in order to pay the tax liability arising from the vesting and settlement of restricted stock units.

Footnote F2

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.4012 to $0.4449.

Footnote F3

Includes (i) 36,032 restricted stock units ("RSUs") that vest on August 10, 2024, (ii) 48,744 RSUs that vest on January 27, 2025, (iii) 19,239 RSUs that vest on January 31, 2025, and (iv) 48,743 RSUs that vest on January 27, 2026.

Footnote F4

The reporting person is the sole shareholder of Keperra Holdings Limited.

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