Key facts
- This page summarizes Torran B. Nixon's Form 4 filing for UMPQUA HOLDINGS CORP.
- 3 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 02 Mar 2023, 10:12.
Torran B. Nixon - 28 Feb 2023 Form 4 Insider Report for UMPQUA HOLDINGS CORP
- Reporting relationship
- Umpqua Bank President
- Issuer ticker
- N/A
- Reported as of
- 28 Feb 2023
- Net transaction value
- -$119,364
- SEC form
- 4
- Accepted by SEC
- 02 Mar 2023, 10:12:41 UTC
- Prior SEC filing
- 23 Feb 2023
- Next SEC filing
- 06 Mar 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Andrew H. Ognall, Attorney-in-Fact for Torran B. Nixon
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Torran B. Nixon filed Form 4 for UMPQUA HOLDINGS CORP on 02 Mar 2023.
Change
- Previous filing in this sequence was filed on 23 Feb 2023.
- Current net transaction value: -$119,364.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
UMPQ
transaction
Common Stock
Tax liability
- Transaction value
- $119,364
- Shares
- -6,759
- Change %
- -2.5%
- Price
- $17.66
- Shares after
- 259,317
- Date
- 28 Feb 2023
- Ownership
- Direct
- Footnotes
- F1
UMPQ
transaction
Common Stock
Disposed to Issuer
- Transaction value
- $0
- Shares
- -259,317
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 28 Feb 2023
- Ownership
- Direct
- Footnotes
- F2
UMPQ
transaction
Common Stock
Disposed to Issuer
- Transaction value
- $0
- Shares
- -1,674
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 28 Feb 2023
- Ownership
- by 401(k)
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Torran B. Nixon is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 2 footnotes
Footnote F1
Payment of a portion of the tax liability by delivering or withholding securities incident to the receipt or vesting of a security issued in accordance with Rule 16b-3.
Footnote F2
Disposed of with the Issuer's merger with Columbia Banking System. Each share of Issuer stock converted into a right to receive 0.5958 of a share of Columbia stock, with a market value of $17.71 per share of Issuer stock based on the closing price of Columbia stock on the last trading day prior to the merger of $29.73 per share. Each Issuer restricted and performance stock unit award was disposed of in exchange for restricted stock unit awards in respect of Columbia stock equal to the product of the number of shares of Issuer stock subject to the award multiplied by 0.5958. Each Columbia award will be subject to the terms and conditions (excluding performance-based vesting) of the converted Issuer award prior to the merger. The number of shares subject to the performance award was determined based on performance levels deemed satisfied as set forth in the merger agreement. As a result of the merger the reporting person no longer beneficially owns any shares of Issuer stock.