Key facts
- This page summarizes Elliott Investment Management L.P.'s Form 4 filing for PEABODY ENERGY CORP (BTU).
- 5 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 23 Jan 2024, 17:15.
Elliott Investment Management L.P. - 19 Jan 2024 Form 4 Insider Report for PEABODY ENERGY CORP (BTU)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- BTU
- Reported as of
- 19 Jan 2024
- Net transaction value
- -$50,487,000
- SEC form
- 4
- Accepted by SEC
- 23 Jan 2024, 17:15:47 UTC
- Prior SEC filing
- 21 Dec 2023
- Next SEC filing
- 03 Sep 2024
- Source filing
- View source filing
- Reporting owner signature
- Elliott Investment Management L.P. /s/ Elliot Greenberg, Vice President
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Elliott Investment Management L.P. filed Form 4 for PEABODY ENERGY CORP (BTU) on 23 Jan 2024.
Change
- Previous filing in this sequence was filed on 21 Dec 2023.
- Current net transaction value: -$50,487,000.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
BTU
transaction
Common Stock, par value $0.01 per share ("Common Stock")
Exercise of in-the-money or at-the-money derivative security
- Transaction value
- $24,500,000
- Shares
- -1,000,000
- Change %
- -7.6%
- Price
- $24.50
- Shares after
- 12,155,000
- Date
- 19 Jan 2024
- Ownership
- See footnotes
- Footnotes
- F1, F2
BTU
transaction
Common Stock
Exercise of in-the-money or at-the-money derivative security
- Transaction value
- $25,987,000
- Shares
- -999,500
- Change %
- -8.2%
- Price
- $26.00
- Shares after
- 11,155,500
- Date
- 19 Jan 2024
- Ownership
- See footnotes
- Footnotes
- F1, F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
BTU
transaction
Derivative
Call Options (obligation to sell)
Exercise of in-the-money or at-the-money derivative security
- Transaction value
- $0
- Shares
- -10,000
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 19 Jan 2024
- Ownership
- See footnotes
- Underlying class
- Common Stock
- Underlying amount
- 1,000,000
- Exercise price
- $24.50
- Footnotes
- F1, F2
BTU
transaction
Derivative
Call Options (obligation to sell)
Exercise of in-the-money or at-the-money derivative security
- Transaction value
- $0
- Shares
- -9,995
- Change %
- -100%
- Price
- $0.000000
- Shares after
- 5
- Date
- 19 Jan 2024
- Ownership
- See footnotes
- Underlying class
- Common Stock
- Underlying amount
- 999,500
- Exercise price
- $26.00
- Footnotes
- F1, F2
BTU
transaction
Derivative
Call Options (obligation to sell)
Expiration of short derivative position
- Transaction value
- $0
- Shares
- -5
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 19 Jan 2024
- Ownership
- See footnotes
- Underlying class
- Common Stock
- Underlying amount
- 500
- Exercise price
- $26.00
- Footnotes
- F1, F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Elliott Investment Management L.P. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 3 footnotes
Footnote F1
This Form 4 is being filed by Elliott Investment Management L.P., a Delaware limited partnership ("EIM" or the "Reporting Person"), the investment manager of Elliott Associates, L.P., a Delaware limited partnership ("Elliott") and Elliott International, L.P., a Cayman Islands limited partnership ("Elliott International" and together with Elliott, the "Elliott Funds"), with respect to securities held by the Elliott Funds and/or their respective subsidiaries. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
Footnote F2
The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
Footnote F3
The Reporting Person has agreed to disgorge to the Issuer all statutory "profits" pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, that resulted from the transaction reported herein.