Elliott Investment Management L.P. - 19 Dec 2023 Form 4 Insider Report for PEABODY ENERGY CORP (BTU)

Role
10%+ Owner
Signature
Elliott Investment Management L.P. /s/ Elliot Greenberg, Vice President
Issuer symbol
BTU
Transactions as of
19 Dec 2023
Net transactions value
-$44,634,700
Form type
4
Filing time
21 Dec 2023, 17:44:13 UTC
Previous filing
20 Dec 2023
Next filing
23 Jan 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BTU Common Stock, par value $0.01 per share ("Common Stock") Sale $20,544,500 -850,000 -5.7% $24.17 14,105,000 19 Dec 2023 See footnote F1
transaction BTU Common Stock Sale $23,180,000 -950,000 -6.7% $24.40 13,155,000 20 Dec 2023 See footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BTU Call Options (obligation to sell) Sale $680,000 -10,000 -50% $68.00 10,000 19 Dec 2023 Common Stock 1,000,000 $24.50 See footnotes F1, F2
transaction BTU Call Options (obligation to sell) Sale $230,200 -10,000 -50% $23.02 10,000 19 Dec 2023 Common Stock 1,000,000 $26.00 See footnotes F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 4 is being filed by Elliott Investment Management L.P., a Delaware limited partnership ("EIM" or the "Reporting Person"), the investment manager of Elliott Associates, L.P., a Delaware limited partnership ("Elliott") and Elliott International, L.P., a Cayman Islands limited partnership ("Elliott International" and together with Elliott, the "Elliott Funds"), with respect to securities held by the Elliott Funds and/or their respective subsidiaries. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
F2 The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.