Elliott Investment Management L.P. - Dec 19, 2023 Form 4 Insider Report for PEABODY ENERGY CORP (BTU)

Role
10%+ Owner
Signature
Elliott Investment Management L.P. /s/ Elliot Greenberg, Vice President
Stock symbol
BTU
Transactions as of
Dec 19, 2023
Transactions value $
-$44,634,700
Form type
4
Date filed
12/21/2023, 05:44 PM
Previous filing
Dec 20, 2023
Next filing
Jan 23, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BTU Common Stock, par value $0.01 per share ("Common Stock") Sale -$20.5M -850K -5.68% $24.17 14.1M Dec 19, 2023 See footnote F1
transaction BTU Common Stock Sale -$23.2M -950K -6.74% $24.40 13.2M Dec 20, 2023 See footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BTU Call Options (obligation to sell) Sale -$680K -10K -50% $68.00 10K Dec 19, 2023 Common Stock 1M $24.50 See footnotes F1, F2
transaction BTU Call Options (obligation to sell) Sale -$230K -10K -50% $23.02 10K Dec 19, 2023 Common Stock 1M $26.00 See footnotes F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 4 is being filed by Elliott Investment Management L.P., a Delaware limited partnership ("EIM" or the "Reporting Person"), the investment manager of Elliott Associates, L.P., a Delaware limited partnership ("Elliott") and Elliott International, L.P., a Cayman Islands limited partnership ("Elliott International" and together with Elliott, the "Elliott Funds"), with respect to securities held by the Elliott Funds and/or their respective subsidiaries. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
F2 The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.