Key facts
- This page summarizes William C. van Faasen's Form 4 filing for EVERSOURCE ENERGY (ES).
- 1 reported transaction and 1 derivative row are listed below.
- Accepted by SEC: 19 Jan 2024, 14:56.
William C. van Faasen - 18 Jan 2024 Form 4 Insider Report for EVERSOURCE ENERGY (ES)
- Reporting relationship
- Trustee
- Issuer ticker
- ES
- Reported as of
- 18 Jan 2024
- Net transaction value
- -$147,913
- SEC form
- 4
- Accepted by SEC
- 19 Jan 2024, 14:56:45 UTC
- Prior SEC filing
- 18 Jan 2024
- Next SEC filing
- 09 Dec 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Kerry J. Tomasevich, attorney-in-fact for Mr. Van Faasen
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
William C. van Faasen filed Form 4 for EVERSOURCE ENERGY (ES) on 19 Jan 2024.
Change
- Previous filing in this sequence was filed on 18 Jan 2024.
- Current net transaction value: -$147,913.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ES
transaction
Common Shares, $5.00 par value
Sale
- Transaction value
- $147,913
- Shares
- -2,714
- Change %
- -12%
- Price
- $54.50
- Shares after
- 19,619
- Date
- 18 Jan 2024
- Ownership
- Direct
- Footnotes
- F1, F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ES
holding
Derivative
Phantom Shares
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 38,032
- Date
- 18 Jan 2024
- Ownership
- Direct
- Underlying class
- Common Shares, $5.00 par value
- Underlying amount
- 38,032
- Exercise price
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Rule 10b5-1 trading plan
These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.
Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).
Explanation of responses 3 footnotes
Footnote F1
This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2021.
Footnote F2
Includes restricted share units and dividend equivalents thereon.
Footnote F3
Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified deferred compensation plan, that is nominally invested as common shares. Each phantom share represents the right to receive one common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents are exempt from the line item reporting under SEC Rule 16a-11.