Jennifer Balliet - 30 Dec 2021 Form 4 Insider Report for NEOGENOMICS INC (NEO)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
30 Dec 2021, 17:03:44 UTC
Prior SEC filing
07 Jul 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/Jennifer Balliet

Key filing fact

Jennifer Balliet filed Form 4 for NEOGENOMICS INC (NEO) on 30 Dec 2021.

Key facts

  • This page summarizes Jennifer Balliet's Form 4 filing for NEOGENOMICS INC (NEO).
  • 1 reported transaction and 6 derivative rows are listed below.
  • Accepted by SEC: 30 Dec 2021, 17:03.

Change

  • Previous filing in this sequence was filed on 07 Jul 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NEO transaction

Common Stock

Award

Transaction value
$0
Shares
+21,400
Change %
+79%
Price
$0.000000
Shares after
48,615
Date
30 Dec 2021
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

NEO holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
7,000
Date
30 Dec 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
7,000
Exercise price
$7.52
Footnotes
F2
NEO holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
33,334
Date
30 Dec 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
33,334
Exercise price
$8.03
Footnotes
F3
NEO holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
17,496
Date
30 Dec 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
17,496
Exercise price
$19.60
Footnotes
F4
NEO holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
15,006
Date
30 Dec 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
15,006
Exercise price
$28.33
Footnotes
F5
NEO holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
10,551
Date
30 Dec 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
10,551
Exercise price
$53.17
Footnotes
F6
NEO holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
4,050
Date
30 Dec 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
4,050
Exercise price
$43.95
Footnotes
F7
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 7 footnotes

Footnote F1

On December 30, 2021, Ms. Balliet was granted 21,400 restricted stock awards. These awards vest ratably over three years with the first tranche vesting on December 31, 2022.

Footnote F2

On April 28, 2017, Ms. Balliet was granted 60,000 stock options. These options vested ratably over the first three anniversaries of the grant date.

Footnote F3

On February 26, 2018, Ms. Balliet was granted 72,500 stock options. These options vested ratably over the first three anniversary dates of the grant date.

Footnote F4

On March 1, 2019, Ms. Balliet was granted 17,496 stock options. These options vest ratably over the first four anniversary dates of the grant date.

Footnote F5

On March 2, 2020, Ms. Balliet was granted 15,006 stock options. These options vest ratably over the first four anniversary dates of the grant date.

Footnote F6

On March 2, 2021, Ms. Balliet was granted 10,551 stock options. These options vest ratably over the first four anniversary dates of the grant date.

Footnote F7

On July 5, 2021, Ms. Balliet was granted 4,050 stock options. These options vest ratably over the first four anniversary dates of the grant date.

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