Jennifer Balliet - 05 Jul 2021 Form 4 Insider Report for NEOGENOMICS INC (NEO)

Role
VP and Chief Culture Officer
Signature
/s/Jennifer Balliet
Issuer symbol
NEO
Transactions as of
05 Jul 2021
Net transactions value
+$177,998
Form type
4
Filing time
07 Jul 2021, 19:01:25 UTC
Next filing
30 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NEO Common Stock Award $0 +758 +2.9% $0.000000 27,215 05 Jul 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NEO Stock Option (Right to Buy) Award $177,998 +4,050 $43.95 4,050 05 Jul 2021 Common Stock 4,050 $43.95 Direct F6
holding NEO Stock Option (Right to Buy) 7,000 05 Jul 2021 Common Stock 7,000 $7.52 Direct F1
holding NEO Stock Option (Right to Buy) 33,334 05 Jul 2021 Common Stock 33,334 $8.03 Direct F2
holding NEO Stock Option (Right to Buy) 17,496 05 Jul 2021 Common Stock 17,496 $19.60 Direct F3
holding NEO Stock Option (Right to Buy) 15,006 05 Jul 2021 Common Stock 15,006 $28.33 Direct F4
holding NEO Stock Option (Right to Buy) 10,551 05 Jul 2021 Common Stock 10,551 $53.17 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On April 28, 2017, Ms. Balliet was granted 60,000 stock options. These options vested ratably over the first three anniversaries of the grant date.
F2 On February 26, 2018, Ms. Balliet was granted 72,500 stock options. These options vested ratably over the first three anniversary dates of the grant date.
F3 On March 1, 2019, Ms. Balliet was granted 17,496 stock options. These options vest ratably over the first four anniversary dates of the grant date.
F4 On March 2, 2020, Ms. Balliet was granted 15,006 stock options. These options vest ratably over the first four anniversary dates of the grant date.
F5 On March 2, 2021, Ms. Balliet was granted 10,551 stock options. These options vest ratably over the first four anniversary dates of the grant date.
F6 On July 5, 2021, Ms. Balliet was granted 4,050 stock options. These options vest ratably over the first four anniversary dates of the grant date.