Key facts
- This page summarizes Guillermo Brooks's Form 4 filing for Bloom Energy Corp (BE).
- 5 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 17 Jan 2024, 17:00.
Guillermo Brooks - 15 Jan 2024 Form 4 Insider Report for Bloom Energy Corp (BE)
- Reporting relationship
- EVP, Sales - Americas
- Issuer ticker
- BE
- Reported as of
- 15 Jan 2024
- Net transaction value
- -$39,703
- SEC form
- 4
- Accepted by SEC
- 17 Jan 2024, 17:00:12 UTC
- Prior SEC filing
- 17 Oct 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Shawn M. Soderberg, as attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Guillermo Brooks filed Form 4 for Bloom Energy Corp (BE) on 17 Jan 2024.
Change
- Previous filing in this sequence was filed on 17 Oct 2023.
- Current net transaction value: -$39,703.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
BE
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +6,250
- Change %
- +4.4%
- Price
- $0.000000
- Shares after
- 149,651
- Date
- 15 Jan 2024
- Ownership
- Direct
BE
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +4,236
- Change %
- +2.8%
- Price
- $0.000000
- Shares after
- 153,887
- Date
- 15 Jan 2024
- Ownership
- Direct
BE
transaction
Class A Common Stock
Sale
- Transaction value
- $39,703
- Shares
- -3,249
- Change %
- -2.1%
- Price
- $12.22
- Shares after
- 150,638
- Date
- 16 Jan 2024
- Ownership
- Direct
- Footnotes
- F1, F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
BE
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -6,250
- Change %
- -14%
- Price
- $0.000000
- Shares after
- 37,500
- Date
- 15 Jan 2024
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 6,250
- Exercise price
- Footnotes
- F3, F4
BE
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -4,236
- Change %
- -20%
- Price
- $0.000000
- Shares after
- 16,942
- Date
- 15 Jan 2024
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 4,236
- Exercise price
- Footnotes
- F3, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Guillermo Brooks is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 5 footnotes
Footnote F1
Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs").
Footnote F2
The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $12.21 to $12.26. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
Footnote F3
Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.
Footnote F4
The RSUs vest as to 25% of the shares on the one-year anniversary of the vesting commencement date, which is July 15, 2021, and 1/16th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.
Footnote F5
The RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.