Guillermo Brooks - Oct 15, 2023 Form 4 Insider Report for Bloom Energy Corp (BE)

Role: EVP, Sales - Americas
Signature: /s/ Shawn M. Soderberg, as attorney-in-fact
Stock symbol: BE
Transactions as of: Oct 15, 2023
Transactions value $: -$47,286
Form type: 4
Date filed: 10/17/2023, 07:36 PM
Previous filing: Jul 18, 2023
Next filing: Jan 17, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	BE	Class A Common Stock	Options Exercise	$0	+6.25K	+4.57%	$0.00	143K	Oct 15, 2023	Direct
transaction	BE	Class A Common Stock	Options Exercise	$0	+4.24K	+2.96%	$0.00	147K	Oct 15, 2023	Direct
transaction	BE	Class A Common Stock	Sale	-$47.3K	-3.79K	-2.58%	$12.47	143K	Oct 16, 2023	Direct	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	BE	Restricted Stock Units	Options Exercise	$0	-6.25K	-12.5%	$0.00	43.8K	Oct 15, 2023	Class A Common Stock	6.25K		Direct	F3, F4
transaction	BE	Restricted Stock Units	Options Exercise	$0	-4.24K	-16.66%	$0.00	21.2K	Oct 15, 2023	Class A Common Stock	4.24K		Direct	F3, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs").
F2	The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $12.41 to $12.47. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3	Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.
F4	The RSUs vest as to 25% of the shares on the one-year anniversary of the vesting commencement date, which is July 15, 2021, and 1/16th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.
F5	The RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.