Key facts
- This page summarizes Philippe Faraut's Form 4 filing for iANTHUS CAPITAL HOLDINGS, INC. (ITHUF).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 12 Jan 2024, 18:59.
Philippe Faraut - 05 Jan 2024 Form 4 Insider Report for iANTHUS CAPITAL HOLDINGS, INC. (ITHUF)
- Reporting relationship
- Chief Financial Officer
- Issuer ticker
- ITHUF
- Reported as of
- 05 Jan 2024
- Net transaction value
- -$286,660
- SEC form
- 4
- Accepted by SEC
- 12 Jan 2024, 18:59:05 UTC
- Prior SEC filing
- 17 Nov 2023
- Next SEC filing
- 31 Dec 2024
- Source filing
- View source filing
- Reporting owner signature
- Philippe Faraut
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Philippe Faraut filed Form 4 for iANTHUS CAPITAL HOLDINGS, INC. (ITHUF) on 12 Jan 2024.
Change
- Previous filing in this sequence was filed on 17 Nov 2023.
- Current net transaction value: -$286,660.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ITHUF
transaction
Common Stock
Award
- Transaction value
- Shares
- +2,439,024
- Change %
- Price
- Shares after
- 2,439,024
- Date
- 05 Jan 2024
- Ownership
- Direct
- Footnotes
- F1, F2
ITHUF
transaction
Common Stock
Disposed to Issuer
- Transaction value
- $286,660
- Shares
- -999,512
- Change %
- -41%
- Price
- $0.2868*
- Shares after
- 1,439,512
- Date
- 05 Jan 2024
- Ownership
- Direct
- Footnotes
- F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ITHUF
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -2,439,024
- Change %
- -6.6%
- Price
- $0.000000
- Shares after
- 34,739,974
- Date
- 05 Jan 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,439,024
- Exercise price
- Footnotes
- F2, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Represents the issuance of the shares underlying the remaining vested portion of the grant of the restricted stock units to the reporting person on November 22, 2022.
Footnote F2
Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting.
Footnote F3
Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 2,439,024 restricted stock units granted to the Reporting Person on January 5, 2024.
Footnote F4
The restricted stock units were granted pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan, dated October 15, 2018 (the "Plan"). Subject to accelerated vesting in certain circumstances, the restricted stock units are scheduled to vest in three (3) equal annual installments on the first (3) anniversaries of the date of grant, subject to the Reporting Person's continued service with the Issuer.
SEC remarks
This is a late filing with respect to the transactions reported in Table II pursuant to the General Instructions of Form 4, a Form 4 relating to such transactions should have been filed within two (2) business days following the date of such transactions.