Philippe Faraut - 15 Nov 2023 Form 4 Insider Report for iANTHUS CAPITAL HOLDINGS, INC. (ITHUF)

Role: Chief Financial Officer
Signature: Philippe Faraut
Issuer symbol: ITHUF
Transactions as of: 15 Nov 2023
Net transactions value: $0
Form type: 4
Filing time: 17 Nov 2023, 17:13:55 UTC
Previous filing: 05 Sep 2023
Next filing: 12 Jan 2024
SEC: View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ITHUF	Restricted Stock Units	Award	$0	+12,500,000	+51%	$0.000000	37,178,998	15 Nov 2023	Common Stock	12,500,000		Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting.
F2	The restricted stock units were granted pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan, dated October 15, 2018 (the "Plan"). Subject to accelerated vesting in certain circumstances, the restricted stock units are scheduled to vest in three (3) equal annual installments on the first (3) anniversaries of the date of grant, subject to the Reporting Person's continued service with the Issuer.

Content

Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock following vesting.

The restricted stock units were granted pursuant to the Issuer's Amended and Restated Omnibus Equity Incentive Plan, dated October 15, 2018 (the "Plan"). Subject to accelerated vesting in certain circumstances, the restricted stock units are scheduled to vest in three (3) equal annual installments on the first (3) anniversaries of the date of grant, subject to the Reporting Person's continued service with the Issuer.