Ewout L. Steenbergen - 31 Dec 2023 Form 4 Insider Report for S&P Global Inc. (SPGI)

Reporting relationship: EVP & Chief Financial Officer
Issuer ticker: SPGI
Reported as of: 31 Dec 2023
Net transaction value: +$683,687
SEC form: 4
Accepted by SEC: 03 Jan 2024, 18:44:47 UTC
Prior SEC filing: 07 Sep 2023
Next SEC filing: 18 Mar 2024
Source filing: View source filing
Reporting owner signature: /s/ Alma Montanez, Attorney-in-Fact

Key filing fact

Ewout L. Steenbergen filed Form 4 for S&P Global Inc. (SPGI) on 03 Jan 2024.

Key facts

This page summarizes Ewout L. Steenbergen's Form 4 filing for S&P Global Inc. (SPGI).
9 reported transactions and 3 derivative rows are listed below.
Accepted by SEC: 03 Jan 2024, 18:44.

Change

Previous filing in this sequence was filed on 07 Sep 2023.
Current net transaction value: +$683,687.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SPGI transaction

Common Stock

Options Exercise

Transaction value: $371,799
Shares: +844
Change %: +24%
Price: $440.52
Shares after: 4,396
Date: 31 Dec 2023
Ownership: Direct

SPGI transaction

Common Stock

Tax liability

Transaction value: $158,587
Shares: -360
Change %: -8.2%
Price: $440.52
Shares after: 4,036
Date: 31 Dec 2023
Ownership: Direct

SPGI transaction

Common Stock

Options Exercise

Transaction value: $390,741
Shares: +887
Change %: +22%
Price: $440.52
Shares after: 4,923
Date: 31 Dec 2023
Ownership: Direct

SPGI transaction

Common Stock

Tax liability

Transaction value: $157,706
Shares: -358
Change %: -7.3%
Price: $440.52
Shares after: 4,565
Date: 31 Dec 2023
Ownership: Direct

SPGI transaction

Common Stock

Options Exercise

Transaction value: $451,533
Shares: +1,025
Change %: +22%
Price: $440.52
Shares after: 5,590
Date: 31 Dec 2023
Ownership: Direct

SPGI transaction

Common Stock

Tax liability

Transaction value: $214,093
Shares: -486
Change %: -8.7%
Price: $440.52
Shares after: 5,104
Date: 31 Dec 2023
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SPGI transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -844
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 31 Dec 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 844
Exercise price: $0.000000
Footnotes: F1, F2

SPGI transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -887
Change %: -49%
Price: $0.000000
Shares after: 914
Date: 31 Dec 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 887
Exercise price: $0.000000
Footnotes: F1, F3

SPGI transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -1,025
Change %: -33%
Price: $0.000000
Shares after: 2,083
Date: 31 Dec 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 1,025
Exercise price: $0.000000
Footnotes: F1, F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

Footnote F2

As previously reported, the reporting person was granted 2,482 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% vested on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Footnote F3

As previously reported, the reporting person was granted 2,688 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and 33% on 12/31/2023 and the remaining 34% will vest on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Footnote F4

As previously reported, the reporting person was granted 3,108 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and will vest 33% on 12/31/2024 and 34% on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.