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Signature
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/s/ Alma Montanez, Attorney-in-Fact
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Stock symbol
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SPGI
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Transactions as of
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Sep 5, 2023
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Transactions value $
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-$9,400,800
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Form type
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4
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Date filed
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9/7/2023, 02:50 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
SPGI |
Common Stock |
Sale |
-$9.4M |
-23.5K |
-86.87% |
$400.00 |
3.55K |
Sep 5, 2023 |
Direct |
F1 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
holding |
SPGI |
Restricted Stock Units |
|
|
|
|
|
844 |
Sep 5, 2023 |
Common Stock |
844 |
$0.00 |
Direct |
F2, F3 |
holding |
SPGI |
Restricted Stock Units |
|
|
|
|
|
3.11K |
Sep 5, 2023 |
Common Stock |
3.11K |
$0.00 |
Direct |
F2, F4 |
holding |
SPGI |
Restricted Stock Units |
|
|
|
|
|
1.8K |
Sep 5, 2023 |
Common Stock |
1.8K |
$0.00 |
Direct |
F2, F5 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: