Brent Suen - 21 Dec 2023 Form 4 Insider Report for Collective Audience, Inc.

Reporting relationship: Director
Issuer ticker: N/A
Reported as of: 21 Dec 2023
Net transaction value: +$90,300
SEC form: 4
Accepted by SEC: 26 Dec 2023, 17:29:12 UTC
Prior SEC filing: 16 Nov 2023
Source filing: View source filing
Reporting owner signature: /s/ Brent Suen

Key filing fact

Brent Suen filed Form 4 for Collective Audience, Inc. on 26 Dec 2023.

Key facts

This page summarizes Brent Suen's Form 4 filing for Collective Audience, Inc..
3 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 26 Dec 2023, 17:29.

Change

Previous filing in this sequence was filed on 16 Nov 2023.
Current net transaction value: +$90,300.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CAUD transaction

Common Stock

Purchase

Transaction value: $30,100
Shares: +23,333
Change %: +2.3%
Price: $1.29
Shares after: 1,032,911
Date: 21 Dec 2023
Ownership: Direct
Footnotes: F1

CAUD transaction

Common Stock

Purchase

Transaction value: $30,100
Shares: +23,333
Change %: +2.3%
Price: $1.29
Shares after: 1,056,244
Date: 22 Dec 2023
Ownership: Direct
Footnotes: F2

CAUD transaction

Common Stock

Purchase

Transaction value: $30,101
Shares: +23,334
Change %: +2.2%
Price: $1.29
Shares after: 1,079,578
Date: 26 Dec 2023
Ownership: Direct
Footnotes: F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

800,000 of the 1,032,911 shares noted above are in connection to a Management Earn Out Agreement, and are subject to conditions of the Company and may be lost.

Footnote F2

800,000 of the 1,056,244 shares noted above are in connection to a Management Earn Out Agreement, and are subject to conditions of the Company and may be lost.

Footnote F3

800,000 of the 1,079,578 shares noted above are in connection to a Management Earn Out Agreement, and are subject to conditions of the Company and may be lost.