Brent Suen - Nov 14, 2023 Form 4 Insider Report for Collective Audience, Inc. (CAUD)

Role
Chief Executive Officer, Director
Signature
/s/Brent Suen
Stock symbol
CAUD
Transactions as of
Nov 14, 2023
Transactions value $
$385,900
Form type
4
Date filed
11/16/2023, 08:12 PM
Previous filing
Nov 7, 2023
Next filing
Dec 26, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CAUD Common Stock Purchase $205K +100K +12.2% $2.05 920K Nov 14, 2023 Direct F1
transaction CAUD Common Stock Purchase $181K +90K +9.79% $2.01 1.01M Nov 15, 2023 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 800,000 of the 919,578 shares noted above are in connection to a Management Earn Out Agreement, and are subject to conditions of the Company and may be lost.
F2 800,000 of the 1,009,578 shares noted above are in connection to a Management Earn Out Agreement, and are subject to conditions of the Company and may be lost.