Brent Suen - 14 Nov 2023 Form 4 Insider Report for Collective Audience, Inc.

Role
Chief Executive Officer, Director
Signature
/s/Brent Suen
Issuer symbol
N/A
Transactions as of
14 Nov 2023
Net transactions value
+$385,900
Form type
4
Filing time
16 Nov 2023, 20:12:34 UTC
Previous filing
07 Nov 2023
Next filing
26 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CAUD Common Stock Purchase $205,000 +100,000 +12% $2.05 919,578 14 Nov 2023 Direct F1
transaction CAUD Common Stock Purchase $180,900 +90,000 +9.8% $2.01 1,009,578 15 Nov 2023 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 800,000 of the 919,578 shares noted above are in connection to a Management Earn Out Agreement, and are subject to conditions of the Company and may be lost.
F2 800,000 of the 1,009,578 shares noted above are in connection to a Management Earn Out Agreement, and are subject to conditions of the Company and may be lost.