Key facts
- This page summarizes Mark W.b. Harms's Form 4 filing for Vintage Wine Estates, Inc..
- 1 reported transaction and 2 derivative rows are listed below.
- Accepted by SEC: 22 Dec 2023, 16:29.
Mark W.b. Harms - 21 Dec 2023 Form 4 Insider Report for Vintage Wine Estates, Inc.
- Reporting relationship
- Director, 10%+ Owner
- Issuer ticker
- N/A
- Reported as of
- 21 Dec 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 22 Dec 2023, 16:29:20 UTC
- Prior SEC filing
- 01 Dec 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Kristina L. Johnston, Attorney-in-Fact for Mark W.B. Harms
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Mark W.b. Harms filed Form 4 for Vintage Wine Estates, Inc. on 22 Dec 2023.
Change
- Previous filing in this sequence was filed on 01 Dec 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
VWE
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +78,316
- Change %
- +11%
- Price
- $0.000000
- Shares after
- 777,561
- Date
- 21 Dec 2023
- Ownership
- Direct
- Footnotes
- F1, F2, F3
VWE
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,666,675
- Date
- 21 Dec 2023
- Ownership
- By Bespoke Sponsor Capital LP
- Footnotes
- F4
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
VWE
holding
Derivative
Warrants to purchase common stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 186,569
- Date
- 21 Dec 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 186,569
- Exercise price
- $11.50
- Footnotes
- F5
VWE
holding
Derivative
Warrants to purchase common stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,222,228
- Date
- 21 Dec 2023
- Ownership
- By Bespoke Sponsor Capital LP
- Underlying class
- Common Stock
- Underlying amount
- 2,222,228
- Exercise price
- $11.50
- Footnotes
- F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Vintage Wine Estates, Inc. 2021 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 12/21/2024.
Footnote F2
Includes 78,316 restricted stock units that vest on 12/21/2024.
Footnote F3
Includes 671,695 shares of common stock that were previously reported as being held directly by the Bespoke Sponsor Capital LP.
Footnote F4
The securities reported are held by Bespoke Sponsor Capital LP (the "Sponsor"). Bespoke Capital Partners, LLC ("BCP") is the general partner of the Sponsor and the Reporting Person is the managing member of BCP. The Reporting Person shares voting and investment power with respect to the securities held by the Sponsor and may be deemed to have beneficial ownership of such securities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.
Footnote F5
These warrants to purchase common stock were previously reported as being held directly by the Bespoke Sponsor Capital LP.