Mark W.B. Harms - Nov 30, 2022 Form 4 Insider Report for Vintage Wine Estates, Inc. (VWE)

Role: Director, 10%+ Owner
Signature: /s/ Patrick A. Roney, Attorney-in-Fact for Mark W.B. Harms
Stock symbol: VWE
Transactions as of: Nov 30, 2022
Transactions value $: $0
Form type: 4
Date filed: 12/1/2022, 03:38 PM
Previous filing: Apr 11, 2022
Next filing: Dec 22, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	VWE	Common Stock	Award	$0	+10.5K	+61.38%	$0.00	27.6K	Nov 30, 2022	Direct	F1, F2, F3
holding	VWE	Common Stock						6M	Nov 30, 2022	By Bespoke Sponsor Capital LP	F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	VWE	Warrants to purchase common stock						8M	Nov 30, 2022	Common Stock	8M	$11.50	By Bespoke Sponsor Capital LP	F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This restricted stock award was granted under the Vintage Wine Estates, Inc. 2021 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. 100% of the restricted stock vests on 11/30/2023.
F2	Includes 10,478 shares of restricted stock.
F3	Includes 7,072 RSUs that vest on 04/07/2023
F4	The securities reported are held by Bespoke Sponsor Capital LP (the "Sponsor"). Bespoke Capital Partners, LLC ("BCP") is the general partner of the Sponsor and the reporting person is one of the managing members of BCP. The reporting person shares voting and investment power with respect to the securities held by the Sponsor and may be deemed to have beneficial ownership of such securities. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.