Alan R. May - 15 Dec 2023 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
19 Dec 2023, 18:01:19 UTC
Prior SEC filing
12 Dec 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Ki Hoon Kim as Attorney-in-Fact for Alan R. May

Key filing fact

Alan R. May filed Form 4 for Hewlett Packard Enterprise Co (HPE) on 19 Dec 2023.

Key facts

  • This page summarizes Alan R. May's Form 4 filing for Hewlett Packard Enterprise Co (HPE).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 19 Dec 2023, 18:01.

Change

  • Previous filing in this sequence was filed on 12 Dec 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HPE transaction

Common Stock

Options Exercise

Transaction value
$44,676
Shares
+2,672
Change %
+0.64%
Price
$16.72
Shares after
418,205
Date
15 Dec 2023
Ownership
Direct
HPE transaction

Common Stock

Tax liability

Transaction value
$44,676
Shares
-2,672
Change %
-0.64%
Price
$16.72
Shares after
415,533
Date
15 Dec 2023
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HPE transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares
-2,672
Change %
-3.6%
Price
Shares after
71,040
Date
15 Dec 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,672
Exercise price
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

Footnote F2

As previously reported, on 12/08/22 the reporting person was granted 107,428 restricted stock units ("RSUs"), 35,809 of which vested on 12/08/23, 34,473 of which will vest on 12/08/24, and 34,474 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

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