ALAN RICHARD MAY - 08 Dec 2023 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: EVP, Chief People Officer
Signature: Ki Hoon Kim as Attorney-in-Fact for Alan R. May
Issuer symbol: HPE
Transactions as of: 08 Dec 2023
Net transactions value: +$2,692,877
Form type: 4
Filing time: 12 Dec 2023, 20:11:23 UTC
Previous filing: 11 Dec 2023
Next filing: 19 Dec 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HPE	Common Stock	Award	$1,720,374	+106,065	+43%	$16.22	355,576	08 Dec 2023	Direct	F1
transaction	HPE	Common Stock	Tax liability	$676,990	-41,738	-12%	$16.22	313,838	08 Dec 2023	Direct
transaction	HPE	Common Stock	Award	$716,470	+44,172	+14%	$16.22	358,010	08 Dec 2023	Direct	F2
transaction	HPE	Common Stock	Tax liability	$281,952	-17,383	-4.9%	$16.22	340,627	08 Dec 2023	Direct
transaction	HPE	Common Stock	Options Exercise	$597,821	+36,857	+11%	$16.22	377,484	08 Dec 2023	Direct
transaction	HPE	Common Stock	Tax liability	$235,255	-14,504	-3.8%	$16.22	362,980	08 Dec 2023	Direct
transaction	HPE	Common Stock	Options Exercise	$584,991	+36,066	+9.9%	$16.22	399,046	09 Dec 2023	Direct
transaction	HPE	Common Stock	Tax liability	$217,283	-13,396	-3.4%	$16.22	385,650	09 Dec 2023	Direct
transaction	HPE	Common Stock	Options Exercise	$771,942	+47,592	+12%	$16.22	433,242	10 Dec 2023	Direct
transaction	HPE	Common Stock	Tax liability	$287,240	-17,709	-4.1%	$16.22	415,533	10 Dec 2023	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restricted Stock Units	Options Exercise		-47,592	-100%		0	10 Dec 2023	Common Stock	47,592		Direct	F3, F4
transaction	HPE	Restricted Stock Units	Options Exercise		-36,066	-50%		36,064	09 Dec 2023	Common Stock	36,066		Direct	F3, F5
transaction	HPE	Restricted Stock Units	Options Exercise		-36,857	-33%		73,712	08 Dec 2023	Common Stock	36,857		Direct	F3, F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On 12/10/20 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
F2	On 12/09/21 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
F3	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F4	As previously reported, on 12/10/20 the reporting person was granted 135,107 restricted stock units ("RSUs"), 45,035 of which vested on 12/10/21, 43,356 of which vested on 12/10/22, and 43,356 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 4,236 vested dividend equivalent rights and a de minimus adjustment of 0.6161 due to fractional rounding of the dividend equivalent rights.
F5	As previously reported, on 12/09/21 the reporting person was granted 105,657 RSUs, 35,219 of which vested on 12/09/22, 33,905 of which vested on 12/09/23, and 33,905 of which will vest on 12/09/24. The number of derivative securities in column 5 reflects 2,161 vested dividend equivalent rights and a de minimus adjustment of 0.7760 due to fractional rounding of the dividend equivalent rights.
F6	As previously reported, on 12/08/22 the reporting person was granted 107,428 RSUs, 35,809 of which vested on 12/08/23, 35,809 of which will vest on 12/08/24, and 35,810 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,048 vested dividend equivalent rights and a de minimus adjustment of 0.6613 due to fractional rounding of the dividend equivalent rights.