Alan R. May - Dec 8, 2023 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: EVP, Chief People Officer
Signature: Ki Hoon Kim as Attorney-in-Fact for Alan R. May
Stock symbol: HPE
Transactions as of: Dec 8, 2023
Transactions value $: $2,692,877
Form type: 4
Date filed: 12/12/2023, 08:11 PM
Previous filing: Dec 11, 2023
Next filing: Dec 19, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HPE	Common Stock	Award	$1.72M	+106K	+42.51%	$16.22	356K	Dec 8, 2023	Direct	F1
transaction	HPE	Common Stock	Tax liability	-$677K	-41.7K	-11.74%	$16.22	314K	Dec 8, 2023	Direct
transaction	HPE	Common Stock	Award	$716K	+44.2K	+14.07%	$16.22	358K	Dec 8, 2023	Direct	F2
transaction	HPE	Common Stock	Tax liability	-$282K	-17.4K	-4.86%	$16.22	341K	Dec 8, 2023	Direct
transaction	HPE	Common Stock	Options Exercise	$598K	+36.9K	+10.82%	$16.22	377K	Dec 8, 2023	Direct
transaction	HPE	Common Stock	Tax liability	-$235K	-14.5K	-3.84%	$16.22	363K	Dec 8, 2023	Direct
transaction	HPE	Common Stock	Options Exercise	$585K	+36.1K	+9.94%	$16.22	399K	Dec 9, 2023	Direct
transaction	HPE	Common Stock	Tax liability	-$217K	-13.4K	-3.36%	$16.22	386K	Dec 9, 2023	Direct
transaction	HPE	Common Stock	Options Exercise	$772K	+47.6K	+12.34%	$16.22	433K	Dec 10, 2023	Direct
transaction	HPE	Common Stock	Tax liability	-$287K	-17.7K	-4.09%	$16.22	416K	Dec 10, 2023	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restricted Stock Units	Options Exercise		-47.6K	-100%		0	Dec 10, 2023	Common Stock	47.6K		Direct	F3, F4
transaction	HPE	Restricted Stock Units	Options Exercise		-36.1K	-50%		36.1K	Dec 9, 2023	Common Stock	36.1K		Direct	F3, F5
transaction	HPE	Restricted Stock Units	Options Exercise		-36.9K	-33.33%		73.7K	Dec 8, 2023	Common Stock	36.9K		Direct	F3, F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On 12/10/20 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
F2	On 12/09/21 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
F3	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F4	As previously reported, on 12/10/20 the reporting person was granted 135,107 restricted stock units ("RSUs"), 45,035 of which vested on 12/10/21, 43,356 of which vested on 12/10/22, and 43,356 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 4,236 vested dividend equivalent rights and a de minimus adjustment of 0.6161 due to fractional rounding of the dividend equivalent rights.
F5	As previously reported, on 12/09/21 the reporting person was granted 105,657 RSUs, 35,219 of which vested on 12/09/22, 33,905 of which vested on 12/09/23, and 33,905 of which will vest on 12/09/24. The number of derivative securities in column 5 reflects 2,161 vested dividend equivalent rights and a de minimus adjustment of 0.7760 due to fractional rounding of the dividend equivalent rights.
F6	As previously reported, on 12/08/22 the reporting person was granted 107,428 RSUs, 35,809 of which vested on 12/08/23, 35,809 of which will vest on 12/08/24, and 35,810 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,048 vested dividend equivalent rights and a de minimus adjustment of 0.6613 due to fractional rounding of the dividend equivalent rights.