Key facts
- This page summarizes James J. Cathey's Form 4 filing for QUALCOMM INC/DE (QCOM).
- 6 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 18 Dec 2023, 17:54.
James J. Cathey - 15 Dec 2023 Form 4 Insider Report for QUALCOMM INC/DE (QCOM)
- Reporting relationship
- Chief Commercial Officer
- Issuer ticker
- QCOM
- Reported as of
- 15 Dec 2023
- Net transaction value
- -$313,884
- SEC form
- 4
- Accepted by SEC
- 18 Dec 2023, 17:54:18 UTC
- Prior SEC filing
- 15 Dec 2023
- Next SEC filing
- 11 Jan 2024
- Source filing
- View source filing
- Reporting owner signature
- By: Jon Russo, Attorney-in-Fact For: James J. Cathey
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
James J. Cathey filed Form 4 for QUALCOMM INC/DE (QCOM) on 18 Dec 2023.
Change
- Previous filing in this sequence was filed on 15 Dec 2023.
- Current net transaction value: -$313,884.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
QCOM
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +3,329
- Change %
- +75%
- Price
- $0.000000
- Shares after
- 7,779
- Date
- 15 Dec 2023
- Ownership
- Direct
QCOM
transaction
Common Stock
Tax liability
- Transaction value
- $258,636
- Shares
- -1,807
- Change %
- -23%
- Price
- $143.13
- Shares after
- 5,972
- Date
- 15 Dec 2023
- Ownership
- Direct
QCOM
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +386
- Change %
- +6.5%
- Price
- $0.000000
- Shares after
- 6,358
- Date
- 15 Dec 2023
- Ownership
- Direct
- Footnotes
- F1
QCOM
transaction
Common Stock
Tax liability
- Transaction value
- $55,248
- Shares
- -386
- Change %
- -6.1%
- Price
- $143.13
- Shares after
- 5,972
- Date
- 15 Dec 2023
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
QCOM
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -3,329
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 6,659
- Date
- 15 Dec 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 3,329
- Exercise price
- Footnotes
- F2, F3
QCOM
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -386
- Change %
- -4.5%
- Price
- $0.000000
- Shares after
- 8,260
- Date
- 15 Dec 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 386
- Exercise price
- Footnotes
- F2, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Pursuant to the terms of the Executive Restricted Stock Unit Agreements governing the applicable awards, the Restricted Stock Units granted to Mr. Cathey in December 2023 became fully vested upon Mr. Cathey's attainment of Normal Retirement Age (as defined in such agreements). These shares represent shares withheld to cover the tax liability associated with the vesting of such Restricted Stock Units.
Footnote F2
Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.
Footnote F3
Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units will be fully vested on the date that is six months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2023, 2024 and 2025.
Footnote F4
Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units are fully vested on the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2024, 2025 and 2026.