James J. Cathey - Jan 11, 2024 Form 4 Insider Report for QUALCOMM INC/DE (QCOM)

Role
Chief Commercial Officer
Signature
By: Jon Russo, Attorney-in-Fact For: James J. Cathey
Stock symbol
QCOM
Transactions as of
Jan 11, 2024
Transactions value $
-$139,000
Form type
4
Date filed
1/11/2024, 05:35 PM
Previous filing
Dec 18, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QCOM Common Stock Sale -$139K -1K -16.74% $139.00 4.97K Jan 11, 2024 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on May 12, 2023.