Key facts
- This page summarizes Kenneth Tanji's Form 4 filing for PRUDENTIAL FINANCIAL INC (PRU).
- 7 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 18 Dec 2023, 11:46.
Kenneth Tanji - 14 Dec 2023 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)
- Reporting relationship
- EVP and CFO
- Issuer ticker
- PRU
- Reported as of
- 14 Dec 2023
- Net transaction value
- -$720,218
- SEC form
- 4
- Accepted by SEC
- 18 Dec 2023, 11:46:47 UTC
- Prior SEC filing
- 04 Oct 2023
- Next SEC filing
- 15 Feb 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Richard J. Baker, attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Kenneth Tanji filed Form 4 for PRUDENTIAL FINANCIAL INC (PRU) on 18 Dec 2023.
Change
- Previous filing in this sequence was filed on 04 Oct 2023.
- Current net transaction value: -$720,218.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
PRU
transaction
Common Stock
Options Exercise
- Transaction value
- $439,133
- Shares
- +5,195
- Change %
- +11%
- Price
- $84.53
- Shares after
- 52,350
- Date
- 14 Dec 2023
- Ownership
- Direct
PRU
transaction
Common Stock
Options Exercise
- Transaction value
- $710,216
- Shares
- +9,096
- Change %
- +17%
- Price
- $78.08
- Shares after
- 61,446
- Date
- 14 Dec 2023
- Ownership
- Direct
PRU
transaction
Common Stock
Options Exercise
- Transaction value
- $561,690
- Shares
- +8,833
- Change %
- +14%
- Price
- $63.59
- Shares after
- 70,279
- Date
- 14 Dec 2023
- Ownership
- Direct
PRU
transaction
Common Stock
Sale
- Transaction value
- $2,431,257
- Shares
- -23,124
- Change %
- -33%
- Price
- $105.14
- Shares after
- 47,155
- Date
- 14 Dec 2023
- Ownership
- Direct
- Footnotes
- F1
PRU
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 50
- Date
- 14 Dec 2023
- Ownership
- By 401(k)
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
PRU
transaction
Derivative
2014 Employee Stock Option (Right to Buy)
Options Exercise
- Transaction value
- $0
- Shares
- -5,195
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 14 Dec 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 5,195
- Exercise price
- $84.53
- Footnotes
- F3
PRU
transaction
Derivative
2015 Employee Stock Option (Right to Buy)
Options Exercise
- Transaction value
- $0
- Shares
- -9,096
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 14 Dec 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 9,096
- Exercise price
- $78.08
- Footnotes
- F4
PRU
transaction
Derivative
2016 Employee Stock Option (Right to Buy)
Options Exercise
- Transaction value
- $0
- Shares
- -8,833
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 14 Dec 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 8,833
- Exercise price
- $63.59
- Footnotes
- F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
Following the transactions reported on this Form 4, Mr. Tanji continues to hold 47,155 shares directly and 50 shares indirectly in a 401(k) account. Mr. Tanji also holds an additional 60,385 vested stock options, 18,436 restricted stock units and 84,826 target performance shares (the exact number awarded being dependent on achievement of performance goals).
Footnote F2
Amount reported has been adjusted to include 2 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between December 31, 2022, and September 30, 2023, based on a plan statement dated September 30, 2023. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).
Footnote F3
The options vest in three equal annual installments beginning on February 11, 2015.
Footnote F4
The options vest in three equal annual installments beginning on February 10, 2016.
Footnote F5
The options vested in three equal annual installments beginning on February 9, 2017.