Elizabeth Horton - 13 Dec 2023 Form 4 Insider Report for S&W Seed Co (SANW)

Reporting relationship: Director
Issuer ticker: SANW
Reported as of: 13 Dec 2023
Net transaction value: $0
SEC form: 4
Accepted by SEC: 15 Dec 2023, 16:58:39 UTC
Prior SEC filing: 17 Nov 2023
Source filing: View source filing
Reporting owner signature: /s/ Vanessa Baughman, Attorney-in-Fact

Key filing fact

Elizabeth Horton filed Form 4 for S&W Seed Co (SANW) on 15 Dec 2023.

Key facts

This page summarizes Elizabeth Horton's Form 4 filing for S&W Seed Co (SANW).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 15 Dec 2023, 16:58.

Change

Previous filing in this sequence was filed on 17 Nov 2023.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SANW transaction

Common Stock

Award

Transaction value: $0
Shares: +126,653
Change %: +142%
Price: $0.000000
Shares after: 215,552
Date: 13 Dec 2023
Ownership: Direct
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Represents the grant of restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the earlier of (i) December 13, 2024 and (ii) the date of the Issuer's next Annual Meeting of Stockholders, in each case, subject to the Reporting Person's continuous service on such date.