Key facts
- This page summarizes Patrick A. Roney's Form 4 filing for Vintage Wine Estates, Inc..
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 15 Dec 2023, 16:30.
Patrick A. Roney - 13 Dec 2023 Form 4 Insider Report for Vintage Wine Estates, Inc.
- Reporting relationship
- Executive Chairman, Director, 10%+ Owner
- Issuer ticker
- N/A
- Reported as of
- 13 Dec 2023
- Net transaction value
- +$53,000
- SEC form
- 4
- Accepted by SEC
- 15 Dec 2023, 16:30:02 UTC
- Prior SEC filing
- 18 May 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Kristina L. Johnston, Attorney-in-Fact for Patrick A. Roney
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Patrick A. Roney filed Form 4 for Vintage Wine Estates, Inc. on 15 Dec 2023.
Change
- Previous filing in this sequence was filed on 18 May 2023.
- Current net transaction value: +$53,000.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
VWE
transaction
Common Stock
Purchase
- Transaction value
- $53,000
- Shares
- +100,000
- Change %
- +32%
- Price
- $0.5300
- Shares after
- 410,400
- Date
- 13 Dec 2023
- Ownership
- By IRA
- Footnotes
- F1
VWE
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 81,376
- Date
- 13 Dec 2023
- Ownership
- Direct
VWE
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 6,516,072
- Date
- 13 Dec 2023
- Ownership
- By Patrick A. Roney and Laura G. Roney Trust
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.52 to $0.53. Mr. Roney undertakes to provide Vintage Wine Estates, Inc., any security holder of Vintage Wine Estates, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Footnote F2
Mr. Roney and his wife, Laura G. Roney, are co-trustees of the Trust. Mr. Roney disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.