Patrick A. Roney - 16 May 2023 Form 4 Insider Report for Vintage Wine Estates, Inc.

Role
Executive Chairman, Director, 10%+ Owner
Signature
/s/ Kristina L. Johnston, Attorney-in-Fact for Patrick A. Roney
Issuer symbol
N/A
Transactions as of
16 May 2023
Net transactions value
+$117,020
Form type
4
Filing time
18 May 2023, 16:43:28 UTC
Previous filing
09 Feb 2023
Next filing
15 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VWE Common Stock Purchase $70,020 +60,000 +29% $1.17 270,400 16 May 2023 By IRA F1
transaction VWE Common Stock Purchase $47,000 +40,000 +15% $1.18 310,400 17 May 2023 By IRA F2
holding VWE Common Stock 81,376 16 May 2023 Direct
holding VWE Common Stock 6,516,072 16 May 2023 By Patrick A. Roney and Laura G. Roney Trust F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.15 to $1.19, inclusive. Mr. Roney undertakes to provide Vintage Wine Estates, Inc., any security holder of Vintage Wine Estates, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F2 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.16 to $1.19. Mr. Roney undertakes to provide Vintage Wine Estates, Inc., any security holder of Vintage Wine Estates, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F3 Mr. Roney and his wife, Laura G. Roney, are co-trustees of the Trust. Mr. Roney disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.