Patrick A. Roney - May 16, 2023 Form 4 Insider Report for Vintage Wine Estates, Inc. (VWE)

Role
Executive Chairman, Director, 10%+ Owner
Signature
/s/ Kristina L. Johnston, Attorney-in-Fact for Patrick A. Roney
Stock symbol
VWE
Transactions as of
May 16, 2023
Transactions value $
$117,020
Form type
4
Date filed
5/18/2023, 04:43 PM
Previous filing
Feb 9, 2023
Next filing
Dec 15, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VWE Common Stock Purchase $70K +60K +28.52% $1.17 270K May 16, 2023 By IRA F1
transaction VWE Common Stock Purchase $47K +40K +14.79% $1.18 310K May 17, 2023 By IRA F2
holding VWE Common Stock 81.4K May 16, 2023 Direct
holding VWE Common Stock 6.52M May 16, 2023 By Patrick A. Roney and Laura G. Roney Trust F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.15 to $1.19, inclusive. Mr. Roney undertakes to provide Vintage Wine Estates, Inc., any security holder of Vintage Wine Estates, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F2 The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.16 to $1.19. Mr. Roney undertakes to provide Vintage Wine Estates, Inc., any security holder of Vintage Wine Estates, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F3 Mr. Roney and his wife, Laura G. Roney, are co-trustees of the Trust. Mr. Roney disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.