Mike Brooks - 12 Dec 2023 Form 4 Insider Report for ROCKY BRANDS, INC. (RCKY)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
14 Dec 2023, 15:13:09 UTC
Prior SEC filing
09 Nov 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Jeremy D. Siegfried, Attorney-in-Fact

Key filing fact

Mike Brooks filed Form 4 for ROCKY BRANDS, INC. (RCKY) on 14 Dec 2023.

Key facts

  • This page summarizes Mike Brooks's Form 4 filing for ROCKY BRANDS, INC. (RCKY).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 14 Dec 2023, 15:13.

Change

  • Previous filing in this sequence was filed on 09 Nov 2023.
  • Current net transaction value: -$13,080.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

RCKY transaction

Common Stock, without par value

Options Exercise

Transaction value
$104,000
Shares
+4,000
Change %
+1.8%
Price
$26.00
Shares after
228,170
Date
12 Dec 2023
Ownership
Direct
RCKY transaction

Common Stock, without par value

Sale

Transaction value
$117,080
Shares
-4,000
Change %
-1.8%
Price
$29.27
Shares after
224,170
Date
13 Dec 2023
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

RCKY transaction Derivative

Stock Option (right to buy)

Options Exercise

Transaction value
$0
Shares
-4,000
Change %
-100%
Price
$0.000000*
Shares after
0
Date
12 Dec 2023
Ownership
Direct
Underlying class
Common Stock, without par value
Underlying amount
4,000
Exercise price
$26.00
* marks a reported price that did not pass the local price check.
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