Key facts
- This page summarizes Karpus Management, Inc.'s Form 3 filing for WESTERN ASSET INFLATION-LINKED INCOME FUND (WIA).
- 0 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 14 Dec 2023, 13:50.
Karpus Management, Inc. - 11 Dec 2023 Form 3 Insider Report for WESTERN ASSET INFLATION-LINKED INCOME FUND (WIA)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- WIA
- Reported as of
- 11 Dec 2023
- Net transaction value
- $0
- SEC form
- 3
- Accepted by SEC
- 14 Dec 2023, 13:50:47 UTC
- Prior SEC filing
- 09 Nov 2023
- Next SEC filing
- 23 Jan 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Daniel L. Lippincott, CFA, President and Chief Investment Officer
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Karpus Management, Inc. filed Form 3 for WESTERN ASSET INFLATION-LINKED INCOME FUND (WIA) on 14 Dec 2023.
Change
- Previous filing in this sequence was filed on 09 Nov 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 3 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
WIA
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 0
- Date
- 11 Dec 2023
- Ownership
- See footnotes
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus"), is a registered investment adviser to certain accounts that directly own securities of the issuer (the "Account Shares"). In such capacity, Karpus has voting and dispositive power over the Account Shares. As a result, Karpus may be deemed to beneficially own more than 10% of the issuer's outstanding shares of common stock for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). However, Karpus has no pecuniary interest in the Account Shares for purposes of Section 16 of the Exchange Act. Therefore, no securities of the issuer are reported on this Form 3 as being beneficially owned by Karpus.
Footnote F2
Karpus expressly disclaims any pecuniary interest in, and any beneficial ownership of, the Account Shares for purposes of Section 16 of the Exchange Act, and neither the filing of this statement nor any of its contents shall be deemed to be an admission by Karpus that it beneficially owns any securities of the issuer for any purpose.