Robert L. Davidow - 11 Dec 2023 Form 4 Insider Report for AVENUE THERAPEUTICS, INC. (ATXI)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
13 Dec 2023, 16:02:05 UTC
Prior SEC filing
28 Nov 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Robert Davidow

Key filing fact

Robert L. Davidow filed Form 4 for AVENUE THERAPEUTICS, INC. (ATXI) on 13 Dec 2023.

Key facts

  • This page summarizes Robert L. Davidow's Form 4 filing for AVENUE THERAPEUTICS, INC. (ATXI).
  • 6 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 13 Dec 2023, 16:02.

Change

  • Previous filing in this sequence was filed on 28 Nov 2023.
  • Current net transaction value: -$86,560.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ATXI transaction

Common Stock

Sale

Transaction value
$36,960
Shares
-264,000
Change %
-28%
Price
$0.1400
Shares after
681,000
Date
11 Dec 2023
Ownership
Direct
Footnotes
F1
ATXI transaction

Common Stock

Sale

Transaction value
$2,700
Shares
-18,000
Change %
-45%
Price
$0.1500
Shares after
22,000
Date
11 Dec 2023
Ownership
Joint account with spouse
Footnotes
F2
ATXI transaction

Common Stock

Sale

Transaction value
$8,540
Shares
-61,000
Change %
-45%
Price
$0.1400
Shares after
74,000
Date
11 Dec 2023
Ownership
Trustee for Juliet Davidow 2001 Trust and Alexander Davidow 2010 Trust
Footnotes
F1, F3
ATXI transaction

Common Stock

Sale

Transaction value
$17,640
Shares
-126,000
Change %
-37%
Price
$0.1400
Shares after
215,800
Date
11 Dec 2023
Ownership
Shared investment and voting authority
Footnotes
F1, F4
ATXI transaction

Common Stock

Sale

Transaction value
$17,920
Shares
-128,000
Change %
-47%
Price
$0.1400
Shares after
147,000
Date
11 Dec 2023
Ownership
Shared investment authority
Footnotes
F1, F5
ATXI transaction

Common Stock

Sale

Transaction value
$2,800
Shares
-20,000
Change %
-20%
Price
$0.1400
Shares after
80,000
Date
11 Dec 2023
Ownership
By Spouse
Footnotes
F6
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.13 to $0.15, inclusive. Each sale price was below the purchase prices for the shares, and the reporting person engaged in the transactions for tax purposes and to cause his holdings to fall below 10% of the outstanding shares of the issuer's common stock and thereby cease being subject to the requirements of Section 16 of the Securities Exchange Act of 1934. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Footnote F2

Consists of shares of common stock held in a joint account with the Reporting Person's wife.

Footnote F3

Consists of shares of common stock held in trusts for the benefit of the Reporting Person's children in which the Reporting Person is the trustee.

Footnote F4

Consists of shares of common stock held in accounts maintained for the benefit of certain individuals or trusts over which the Reporting Person has shared voting and dispositive authority.

Footnote F5

Consists of shares of commons stock held in accounts maintained for the benefit of certain individuals or trusts over which the Reporting Person has shared dispositive authority.

Footnote F6

Consists of shares of common stock held by the Reporting Person's wife.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .