Robert L. Davidow - 31 Oct 2023 Form 3 Insider Report for AVENUE THERAPEUTICS, INC. (ATXI)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
3
Accepted by SEC
28 Nov 2023, 16:01:34 UTC
Next SEC filing
13 Dec 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Robert Davidow

Key filing fact

Robert L. Davidow filed Form 3 for AVENUE THERAPEUTICS, INC. (ATXI) on 28 Nov 2023.

Key facts

  • This page summarizes Robert L. Davidow's Form 3 filing for AVENUE THERAPEUTICS, INC. (ATXI).
  • 0 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 28 Nov 2023, 16:01.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ATXI holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
945,000
Date
31 Oct 2023
Ownership
Direct
ATXI holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
40,000
Date
31 Oct 2023
Ownership
Joint account with spouse
Footnotes
F1
ATXI holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
135,000
Date
31 Oct 2023
Ownership
Trustee for Juliet Davidow 2001 Trust and Alexander Davidow 2010 Trust
Footnotes
F2
ATXI holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
100,000
Date
31 Oct 2023
Ownership
By Spouse
Footnotes
F3
ATXI holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
275,000
Date
31 Oct 2023
Ownership
Shared investment authority
Footnotes
F4
ATXI holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
341,800
Date
31 Oct 2023
Ownership
Shared investment and voting authority
Footnotes
F5
ATXI holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
90,000
Date
31 Oct 2023
Ownership
Shared investment and voting authority (Loan accounts)
Footnotes
F6, F7
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 7 footnotes

Footnote F1

Consists of shares of common stock held in a joint account with the Reporting Person's wife.

Footnote F2

Consists of shares of common stock held in trusts for the benefit of the Reporting Person's children in which the Reporting Person is the trustee.

Footnote F3

Consists of shares of common stock held by the Reporting Person's wife.

Footnote F4

Consists of shares of commons stock held in accounts maintained for the benefit of certain individuals or trusts over which the Reporting Person has shared dispositive authority.

Footnote F5

Consists of shares of common stock held in accounts maintained for the benefit of certain individuals or trusts over which the Reporting Person has shared voting and dispositive authority.

Footnote F6

Consists of shares of common stock over which the Reporting Person has dispositive authority which are held by two individuals to whom the Reporting Person made loans (the "Loans"), a portion of which were used to pay for the shares, with promissory notes providing that such Loans would be repaid with interest.

Footnote F7

The Reporting Person disclaims beneficial ownership over the shares of common stock except to the extent of his pecuniary interest therein. While the Reporting Person does not have a direct pecuniary interest in the shares held by the borrowers of the Loans, the Reporting Person has some financial interest in those shares by virtue of the Loans.

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