Robert Davidow - Oct 31, 2023 Form 3 Insider Report for AVENUE THERAPEUTICS, INC. (ATXI)

Role
10%+ Owner
Signature
/s/ Robert Davidow
Stock symbol
ATXI
Transactions as of
Oct 31, 2023
Transactions value $
$0
Form type
3
Date filed
11/28/2023, 04:01 PM
Next filing
Dec 13, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ATXI Common Stock 945K Oct 31, 2023 Direct
holding ATXI Common Stock 40K Oct 31, 2023 Joint account with spouse F1
holding ATXI Common Stock 135K Oct 31, 2023 Trustee for Juliet Davidow 2001 Trust and Alexander Davidow 2010 Trust F2
holding ATXI Common Stock 100K Oct 31, 2023 By Spouse F3
holding ATXI Common Stock 275K Oct 31, 2023 Shared investment authority F4
holding ATXI Common Stock 342K Oct 31, 2023 Shared investment and voting authority F5
holding ATXI Common Stock 90K Oct 31, 2023 Shared investment and voting authority (Loan accounts) F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of shares of common stock held in a joint account with the Reporting Person's wife.
F2 Consists of shares of common stock held in trusts for the benefit of the Reporting Person's children in which the Reporting Person is the trustee.
F3 Consists of shares of common stock held by the Reporting Person's wife.
F4 Consists of shares of commons stock held in accounts maintained for the benefit of certain individuals or trusts over which the Reporting Person has shared dispositive authority.
F5 Consists of shares of common stock held in accounts maintained for the benefit of certain individuals or trusts over which the Reporting Person has shared voting and dispositive authority.
F6 Consists of shares of common stock over which the Reporting Person has dispositive authority which are held by two individuals to whom the Reporting Person made loans (the "Loans"), a portion of which were used to pay for the shares, with promissory notes providing that such Loans would be repaid with interest.
F7 The Reporting Person disclaims beneficial ownership over the shares of common stock except to the extent of his pecuniary interest therein. While the Reporting Person does not have a direct pecuniary interest in the shares held by the borrowers of the Loans, the Reporting Person has some financial interest in those shares by virtue of the Loans.