Tuan Tran - 07 Dec 2023 Form 4 Insider Report for HP INC (HPQ)

Reporting relationship: Pres Imaging Prtng & Solutions
Issuer ticker: HPQ
Reported as of: 07 Dec 2023
Net transaction value: -$946,179
SEC form: 4
Accepted by SEC: 11 Dec 2023, 16:46:53 UTC
Prior SEC filing: 30 Nov 2023
Next SEC filing: 21 Dec 2023
Source filing: View source filing
Reporting owner signature: /s/ Rick Hansen as Attorney-in-Fact for Tuan Tran

Key filing fact

Tuan Tran filed Form 4 for HP INC (HPQ) on 11 Dec 2023.

Key facts

This page summarizes Tuan Tran's Form 4 filing for HP INC (HPQ).
5 reported transactions and 3 derivative rows are listed below.
Accepted by SEC: 11 Dec 2023, 16:46.

Change

Previous filing in this sequence was filed on 30 Nov 2023.
Current net transaction value: -$946,179.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HPQ transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +85,261
Change %: +74%
Price: $0.000000
Shares after: 201,067
Date: 07 Dec 2023
Ownership: Direct

HPQ transaction

Common Stock

Tax liability

Transaction value: $946,179
Shares: -32,172
Change %: -16%
Price: $29.41
Shares after: 168,895
Date: 07 Dec 2023
Ownership: Direct
Footnotes: F1

HPQ holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 1,124
Date: 07 Dec 2023
Ownership: By 401(k) Plan
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HPQ transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares: -29,379
Change %: -34%
Price
Shares after: 56,648
Date: 07 Dec 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 29,379
Exercise price
Footnotes: F3, F4

HPQ transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares: -21,962
Change %: -52%
Price
Shares after: 20,560
Date: 07 Dec 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 21,962
Exercise price
Footnotes: F3, F5

HPQ transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares: -33,920
Change %: -100%
Price
Shares after: 0
Date: 07 Dec 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 33,920
Exercise price
Footnotes: F3, F6

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

Shares withheld by HP to satisfy tax withholding upon vesting.

Footnote F2

Includes shares acquired and dividends earned through October 31, 2023 in the HP Inc. 401(k) Plan.

Footnote F3

Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

Footnote F4

As previously reported, on 12/8/2022, the reporting person was granted 84,972 RSUs, 1/3 of which vest annually over 3 years on the anniversary of 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,055 vested dividend equivalent rights.

Footnote F5

As previously reported, on 12/7/2021, the reporting person was granted 61,679 RSUs, 1/3 of which vest annually over 3 years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,402 vested dividend equivalent rights.

Footnote F6

As previously reported, on 12/7/2020, the reporting person was granted 92,905 RSUs, 1/3 of which vested annually over 3 years on the anniversary of the grant date. Dividend equivalent rights accrued with respect to these RSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 2,951 vested dividend equivalent rights.