Tuan Tran - Nov 28, 2023 Form 4 Insider Report for HP INC (HPQ)

Role
Pres Imaging Prtng & Solutions
Signature
/s/ Rick Hansen as Attorney-in-Fact for Tuan Tran
Stock symbol
HPQ
Transactions as of
Nov 28, 2023
Transactions value $
-$771,132
Form type
4
Date filed
11/30/2023, 05:56 PM
Previous filing
Dec 12, 2022
Next filing
Dec 11, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPQ Common Stock Options Exercise $0 +80.4K +128.87% $0.00 143K Nov 28, 2023 Direct F1
transaction HPQ Common Stock Tax liability -$771K -26.9K -18.86% $28.64 116K Nov 28, 2023 Direct F2
holding HPQ Common Stock 1.12K Nov 28, 2023 By 401(k) Plan F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPQ Performance Adjusted Restricted Stock Units Options Exercise -80.4K -100% 0 Nov 28, 2023 Common Stock 80.4K Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 898 shares acquired under HP's 2021 employee stock purchase plan on 4/28/2023.
F2 Shares withheld by HP to satisfy tax withholding upon vesting.
F3 Includes shares acquired and dividends earned through October 31, 2023 in the HP Inc. 401(k) Plan.
F4 Each performance adjusted restricted stock unit ("PARSU") represents a contingent right to receive one share of HP common stock.
F5 As previously reported, on 12/7/2020 the reporting person was granted 58,559 PARSUs. On 11/28/2023, 73,375 PARSUs vested based on the achievement of certain earnings per share and total shareholder return conditions. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 6,993 vested dividend equivalent units.