(CHTR)

Reporting relationship: Executive Advisor
Issuer ticker: CHTR
Reported as of: 30 Nov 2023
Net transaction value: -$393,495
SEC form: 4
Accepted by SEC: 04 Dec 2023, 16:23:24 UTC
Prior SEC filing: 19 Jan 2023
Source filing: View source filing
Reporting owner signature: /s/Jennifer A. Smith as attorney-in-fact for David Ellen

Key filing fact

David Ellen filed Form 4 for CHARTER COMMUNICATIONS, INC. /MO/ (CHTR) on 04 Dec 2023.

Key facts

This page summarizes David Ellen's Form 4 filing for CHARTER COMMUNICATIONS, INC. /MO/ (CHTR).
12 reported transactions and 4 derivative rows are listed below.
Accepted by SEC: 04 Dec 2023, 16:23.

Change

Previous filing in this sequence was filed on 19 Jan 2023.
Current net transaction value: -$393,495.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CHTR transaction

Class A Common Stock

Options Exercise

Transaction value
Shares: +765
Change %: +5.8%
Price
Shares after: 14,050
Date: 30 Nov 2023
Ownership: Direct
Footnotes: F1, F2

CHTR transaction

Class A Common Stock

Tax liability

Transaction value: $168,527
Shares: -424
Change %: -3%
Price: $397.47
Shares after: 13,626
Date: 30 Nov 2023
Ownership: Direct
Footnotes: F3

CHTR transaction

Class A Common Stock

Options Exercise

Transaction value
Shares: +29
Change %: +0.21%
Price
Shares after: 13,655
Date: 30 Nov 2023
Ownership: Direct
Footnotes: F2, F4

CHTR transaction

Class A Common Stock

Tax liability

Transaction value: $6,757
Shares: -17
Change %: -0.12%
Price: $397.47
Shares after: 13,638
Date: 30 Nov 2023
Ownership: Direct
Footnotes: F3

CHTR transaction

Class A Common Stock

Options Exercise

Transaction value
Shares: +580
Change %: +4.3%
Price
Shares after: 14,218
Date: 30 Nov 2023
Ownership: Direct
Footnotes: F2, F5

CHTR transaction

Class A Common Stock

Tax liability

Transaction value: $127,588
Shares: -321
Change %: -2.3%
Price: $397.47
Shares after: 13,897
Date: 30 Nov 2023
Ownership: Direct
Footnotes: F3

CHTR transaction

Class A Common Stock

Options Exercise

Transaction value
Shares: +411
Change %: +3%
Price
Shares after: 14,308
Date: 30 Nov 2023
Ownership: Direct
Footnotes: F2, F6

CHTR transaction

Class A Common Stock

Tax liability

Transaction value: $90,623
Shares: -228
Change %: -1.6%
Price: $397.47
Shares after: 14,080
Date: 30 Nov 2023
Ownership: Direct
Footnotes: F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CHTR transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -765
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 30 Nov 2023
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 765
Exercise price
Footnotes: F1, F2

CHTR transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -29
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 30 Nov 2023
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 29
Exercise price
Footnotes: F2, F4

CHTR transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -580
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 30 Nov 2023
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 580
Exercise price
Footnotes: F2, F5

CHTR transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -411
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 30 Nov 2023
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 411
Exercise price
Footnotes: F2, F6

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

David Ellen is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 6 footnotes

Footnote F1

Pro-rata vesting of Restricted Stock Units granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 15, 2021 grant were cancelled as of November 30, 2023.

Footnote F2

Restricted Stock Unit grant - price and expiration date not applicable.

Footnote F3

Withholding of securities for the purpose of paying taxes.

Footnote F4

Pro-rata vesting of Restricted Stock Units granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the July 15, 2021 grant were cancelled as of November 30, 2023.

Footnote F5

Pro-rata vesting of Restricted Stock Units granted on January 18, 2022 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 18, 2022 grant were cancelled as of November 30, 2023.

Footnote F6

Pro-rata vesting of Restricted Stock Units granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 17, 2023 grant were cancelled as of November 30, 2023.