David Ellen - 17 Jan 2023 Form 4 Insider Report for CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)

Signature
/s/Jennifer A. Smith as attorney-in-fact for David Ellen
Issuer symbol
CHTR
Transactions as of
17 Jan 2023
Net transactions value
-$234,800
Form type
4
Filing time
19 Jan 2023, 15:14:39 UTC
Previous filing
20 Jan 2022
Next filing
04 Dec 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CHTR Class A Common Stock Options Exercise +1,465 +12% 13,892 17 Jan 2023 Direct F1, F2
transaction CHTR Class A Common Stock Tax liability $234,800 -607 -4.4% $386.82 13,285 17 Jan 2023 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CHTR Restricted Stock Units Options Exercise $0 -1,465 -100% $0.000000* 0 17 Jan 2023 Class A Common Stock 1,465 Direct F1, F2
transaction CHTR Stock Options Award $0 +36,374 $0.000000 36,374 17 Jan 2023 Class A Common Stock 36,374 $387.38 Direct F4
transaction CHTR Restricted Stock Units Award $0 +1,420 $0.000000 1,420 17 Jan 2023 Class A Common Stock 1,420 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units granted on January 15, 2020 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, with an effective date of January 17, 2023.
F2 Restricted Stock Unit grant - price and expiration date not applicable.
F3 Withholding of securities for the purpose of paying taxes.
F4 Stock Options granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 17, 2026. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.
F5 Restricted Stock Units granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 17, 2026.