Key facts
- This page summarizes John D. Liu's Form 4 filing for GREENHILL & CO INC.
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 01 Dec 2023, 08:50.
John D. Liu - 30 Nov 2023 Form 4 Insider Report for GREENHILL & CO INC
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 30 Nov 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 01 Dec 2023, 08:50:53 UTC
- Prior SEC filing
- 16 Nov 2023
- Next SEC filing
- 17 Apr 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Mark R. Lasky, Attorney-in-Fact for John D. Liu
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
John D. Liu filed Form 4 for GREENHILL & CO INC on 01 Dec 2023.
Change
- Previous filing in this sequence was filed on 16 Nov 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
GHL
transaction
Common Stock
Disposed to Issuer
- Transaction value
- Shares
- -13,149
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 30 Nov 2023
- Ownership
- Direct
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
John D. Liu is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 2 footnotes
Footnote F1
Reflects the disposition of securities pursuant to the Agreement and Plan of Merger, dated as of May 22, 2023 (the "Merger Agreement"), by and among Greenhill & Co., Inc. a Delaware corporation (the "Company"), Mizuho Americas LLC, a Delaware limited liability company ("Purchaser"), and Blanc Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Purchaser ("Sub"), pursuant to which on November 30, 2023, Sub merged with and into the Company (the "Merger"), with the Company surviving as a wholly-owned subsidiary of Purchaser.
Footnote F2
At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of common stock, par value $0.01 per share, of the Company ("Company Common Stock") (except for shares held by the Company as treasury stock, by any of the Company's subsidiaries, by Purchaser or any of Purchaser's subsidiaries (including Sub), or by any holder who was entitled to demand appraisal and has properly and validly demanded appraisal of such shares of Company Common Stock pursuant to Section 262 of the General Corporation Law of the State of Delaware, which, in each case, was treated as described in the Merger Agreement), was canceled and automatically converted into the right to receive $15.00 in cash (the "Merger Consideration"). As a result of the Merger, the Reporting Person no longer beneficially owns, directly or indirectly, any shares of Company Common Stock.