Michael Willis Lau - 13 Nov 2023 Form 4 Insider Report for Gold Flora Corp. (GRAM)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
27 Nov 2023, 12:58:10 UTC
Prior SEC filing
11 Jul 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Michael Lau

Key filing fact

Michael Willis Lau filed Form 4 for Gold Flora Corp. (GRAM) on 27 Nov 2023.

Key facts

  • This page summarizes Michael Willis Lau's Form 4 filing for Gold Flora Corp. (GRAM).
  • 1 reported transaction and 2 derivative rows are listed below.
  • Accepted by SEC: 27 Nov 2023, 12:58.

Change

  • Previous filing in this sequence was filed on 11 Jul 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GRAM holding

Common Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
670,272
Date
13 Nov 2023
Ownership
Direct
GRAM holding

Common Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
34,884
Date
13 Nov 2023
Ownership
By BurrPropertyMgt LLC
GRAM holding

Common Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
410,987
Date
13 Nov 2023
Ownership
By BurrPropertyMgt LLC
GRAM holding

Common Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
372,362
Date
13 Nov 2023
Ownership
By BurrPropertyMgt LLC

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

GRAM transaction Derivative

Options

Award

Transaction value
$0
Shares
+500,000
Change %
Price
$0.000000
Shares after
500,000
Date
13 Nov 2023
Ownership
Direct
Underlying class
Common Shares
Underlying amount
500,000
Exercise price
$0.1122
Footnotes
F1
GRAM holding Derivative

Warrants

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
22,341
Date
13 Nov 2023
Ownership
By Luau01 LLC
Underlying class
Common Shares
Underlying amount
22,341
Exercise price
$1.00
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

On November 13, 2023, the reporting person was granted 500,000 Non-Qualified options, 25% (the "Initial Vested Amount") will vest 90 days after the effective date of the grant (which will be stated in the Option Agreement) (the "Initial Vesting Period"); and the remaining Options will vest in thirtythree (33) equal monthly installments beginning on the fifteenth day of the first calendar quarter following the Initial Vesting Period.

Footnote F2

Gold Flora warrants

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