Key facts
- This page summarizes Ann Fandozzi's Form 4 filing for RB GLOBAL INC. (RBA).
- 7 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 24 Nov 2023, 18:08.
Ann Fandozzi - 22 Nov 2023 Form 4 Insider Report for RB GLOBAL INC. (RBA)
- Reporting relationship
- Director
- Issuer ticker
- RBA
- Reported as of
- 22 Nov 2023
- Net transaction value
- -$6,456,024
- SEC form
- 4
- Accepted by SEC
- 24 Nov 2023, 18:08:44 UTC
- Prior SEC filing
- 22 Nov 2023
- Next SEC filing
- 20 Feb 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Maria Teresa Punsalan, attorney-in-fact for Ann Fandozzi
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Ann Fandozzi filed Form 4 for RB GLOBAL INC. (RBA) on 24 Nov 2023.
Change
- Previous filing in this sequence was filed on 22 Nov 2023.
- Current net transaction value: -$6,456,024.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
RBA
transaction
Common Shares
Sale
- Transaction value
- $5,505,370
- Shares
- -88,525
- Change %
- -76%
- Price
- $62.19
- Shares after
- 28,082
- Date
- 22 Nov 2023
- Ownership
- Direct
RBA
transaction
Common Shares
Options Exercise
- Transaction value
- $5,316,755
- Shares
- +96,968
- Change %
- Price
- $54.83
- Shares after
- 96,968
- Date
- 22 Nov 2023
- Ownership
- Direct
RBA
transaction
Common Shares
Sale
- Transaction value
- $6,035,288
- Shares
- -96,968
- Change %
- -100%
- Price
- $62.24
- Shares after
- 0
- Date
- 22 Nov 2023
- Ownership
- Direct
RBA
transaction
Common Shares
Options Exercise
- Transaction value
- $3,050,888
- Shares
- +52,875
- Change %
- Price
- $57.70
- Shares after
- 52,875
- Date
- 22 Nov 2023
- Ownership
- Direct
RBA
transaction
Common Shares
Sale
- Transaction value
- $3,283,009
- Shares
- -52,875
- Change %
- -100%
- Price
- $62.09
- Shares after
- 0
- Date
- 22 Nov 2023
- Ownership
- Direct
RBA
holding
Common Shares
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,702
- Date
- 22 Nov 2023
- Ownership
- Employee Stock Purchase Plan
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
RBA
transaction
Derivative
Employee Stock Option (Right to Buy)
Options Exercise
- Transaction value
- $0
- Shares
- -96,968
- Change %
- -64%
- Price
- $0.000000
- Shares after
- 54,789
- Date
- 22 Nov 2023
- Ownership
- Direct
- Underlying class
- Common Shares
- Underlying amount
- 96,968
- Exercise price
- $54.83
- Footnotes
- F1
RBA
transaction
Derivative
Employee Stock Option (Right to Buy)
Options Exercise
- Transaction value
- $0
- Shares
- -52,875
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 105,746
- Date
- 22 Nov 2023
- Ownership
- Direct
- Underlying class
- Common Shares
- Underlying amount
- 52,875
- Exercise price
- $57.70
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
The option was granted on February 25, 2021 and vests in three equal annual installments beginning February 25, 2022.
Footnote F2
The option was granted on March 15, 2022 and vests in three equal annual installments beginning March 15, 2023.