Ann Fandozzi - Nov 20, 2023 Form 4 Insider Report for RB GLOBAL INC. (RBA)

Role
Director
Signature
/s/ Maria Teresa Punsalan, attorney-in-fact for Ann Fandozzi
Stock symbol
RBA
Transactions as of
Nov 20, 2023
Transactions value $
-$1,396,077
Form type
4
Date filed
11/22/2023, 04:06 PM
Previous filing
Jun 23, 2023
Next filing
Nov 24, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBA Common Shares Options Exercise $2.48M +61K $40.64 61K Nov 20, 2023 Direct
transaction RBA Common Shares Sale -$3.78M -61K -100% $62.03 0 Nov 20, 2023 Direct
transaction RBA Common Shares Options Exercise $691K +12.6K $54.83 12.6K Nov 20, 2023 Direct
transaction RBA Common Shares Sale -$783K -12.6K -100% $62.11 0 Nov 20, 2023 Direct
holding RBA Common Shares 117K Nov 20, 2023 Direct
holding RBA Common Shares 2.7K Nov 20, 2023 Employee Stock Purchase Plan F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBA Employee Stock Option (Right to Buy) Options Exercise $0 -61K -100% $0.00* 0 Nov 20, 2023 Common Shares 61K $40.64 Direct F2
transaction RBA Employee Stock Option (Right to Buy) Options Exercise $0 -12.6K -7.67% $0.00 152K Nov 20, 2023 Common Shares 12.6K $54.83 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes all Employee Stock Purchase Plan purchases through November 20, 2023.
F2 The option was granted on March 5, 2020 and vests in three equal annual installments beginning March 5, 2021.
F3 The option was granted on February 25, 2021 and vests in three equal annual installments beginning February 5, 2022.