Ann Fandozzi - 20 Nov 2023 Form 4 Insider Report for RB GLOBAL INC. (RBA)

Role
Director
Signature
/s/ Maria Teresa Punsalan, attorney-in-fact for Ann Fandozzi
Issuer symbol
RBA
Transactions as of
20 Nov 2023
Net transactions value
-$1,396,077
Form type
4
Filing time
22 Nov 2023, 16:06:30 UTC
Previous filing
23 Jun 2023
Next filing
24 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBA Common Shares Options Exercise $2,478,065 +60,976 $40.64 60,976 20 Nov 2023 Direct
transaction RBA Common Shares Sale $3,782,341 -60,976 -100% $62.03 0 20 Nov 2023 Direct
transaction RBA Common Shares Options Exercise $691,406 +12,610 $54.83 12,610 20 Nov 2023 Direct
transaction RBA Common Shares Sale $783,207 -12,610 -100% $62.11 0 20 Nov 2023 Direct
holding RBA Common Shares 116,607 20 Nov 2023 Direct
holding RBA Common Shares 2,702 20 Nov 2023 Employee Stock Purchase Plan F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBA Employee Stock Option (Right to Buy) Options Exercise $0 -60,976 -100% $0.000000* 0 20 Nov 2023 Common Shares 60,976 $40.64 Direct F2
transaction RBA Employee Stock Option (Right to Buy) Options Exercise $0 -12,610 -7.7% $0.000000 151,757 20 Nov 2023 Common Shares 12,610 $54.83 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes all Employee Stock Purchase Plan purchases through November 20, 2023.
F2 The option was granted on March 5, 2020 and vests in three equal annual installments beginning March 5, 2021.
F3 The option was granted on February 25, 2021 and vests in three equal annual installments beginning February 5, 2022.