Key facts
- This page summarizes Anna Castner Wightman's Form 4 filing for NIOCORP DEVELOPMENTS LTD (NB).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 17 Nov 2023, 16:30.
Anna Castner Wightman - 15 Nov 2023 Form 4 Insider Report for NIOCORP DEVELOPMENTS LTD (NB)
- Reporting relationship
- Director
- Issuer ticker
- NB
- Reported as of
- 15 Nov 2023
- Net transaction value
- -$3.94
- SEC form
- 4
- Accepted by SEC
- 17 Nov 2023, 16:30:35 UTC
- Prior SEC filing
- 11 Aug 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Anna Castner Wightman
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Anna Castner Wightman filed Form 4 for NIOCORP DEVELOPMENTS LTD (NB) on 17 Nov 2023.
Change
- Previous filing in this sequence was filed on 11 Aug 2023.
- Current net transaction value: -$3.94.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
NB
transaction
Common Shares
Options Exercise
- Transaction value
- $118,032
- Shares
- +30,000
- Change %
- +102%
- Price
- $3.93
- Shares after
- 59,362
- Date
- 15 Nov 2023
- Ownership
- Direct
- Footnotes
- F1
NB
transaction
Common Shares
Tax liability
- Transaction value
- $118,036
- Shares
- -28,878
- Change %
- -49%
- Price
- $4.09
- Shares after
- 30,484
- Date
- 15 Nov 2023
- Ownership
- Direct
- Footnotes
- F2
NB
holding
Common Shares
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 100
- Date
- 15 Nov 2023
- Ownership
- By spouse
NB
holding
Common Shares
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 50
- Date
- 15 Nov 2023
- Ownership
- By minor child
NB
holding
Common Shares
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 50
- Date
- 15 Nov 2023
- Ownership
- By minor child
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
NB
transaction
Derivative
Director Stock Option (right to buy)
Options Exercise
- Transaction value
- $0
- Shares
- -30,000
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 15 Nov 2023
- Ownership
- Direct
- Underlying class
- Common Shares
- Underlying amount
- 30,000
- Exercise price
- $3.93
- Footnotes
- F1, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Option exercise price reflected was converted from Canadian exercise price of C$5.40 using an exchange rate of C$1.3725 = US$1.00 as reported by the Bank of Canada on November 14, 2023.
Footnote F2
Sale price of common shares withheld in satisfaction of option exercise price is based on the closing price of the common shares on the Toronto Stock Exchange on November 14, 2023 of C$5.61, which was converted using an exchange rate of C$1.3725 = US$1.00 as reported by the Bank of Canada on November 14, 2023.
Footnote F3
The option, representing a right to purchase a total of 30,000 Common Shares, became exercisable in installments as follows: 50% on May 15, 2019; 25% on November 15, 2019; and the remaining balance on May 15, 2020.