Key facts
- This page summarizes PRINCIPAL LIFE INSURANCE CO's Form 4 filing for Kayne Anderson NextGen Energy & Infrastructure, Inc..
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 15 Nov 2023, 20:13.
PRINCIPAL LIFE INSURANCE CO - 13 Nov 2023 Form 4 Insider Report for Kayne Anderson NextGen Energy & Infrastructure, Inc.
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- N/A
- Reported as of
- 13 Nov 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 15 Nov 2023, 20:13:28 UTC
- Prior SEC filing
- 13 Nov 2023
- Next SEC filing
- 29 Feb 2024
- Source filing
- View source filing
- Reporting owner signature
- Dennis Menken, Chief Investment Officer Principal Life Insurance Company
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
PRINCIPAL LIFE INSURANCE CO filed Form 4 for Kayne Anderson NextGen Energy & Infrastructure, Inc. on 15 Nov 2023.
Change
- Previous filing in this sequence was filed on 13 Nov 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
KMF
transaction
Mandatory Redeemable Preferred Shares, Series I
Disposition pursuant to a tender of shares in a change of control transaction
- Transaction value
- Shares
- -160,000
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 13 Nov 2023
- Ownership
- Direct
- Footnotes
- F1
KMF
transaction
Mandatory Redeemable Preferred Shares, Series J
Disposition pursuant to a tender of shares in a change of control transaction
- Transaction value
- Shares
- -120,000
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 13 Nov 2023
- Ownership
- Direct
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 1 footnote
Footnote F1
Disposed of pursuant to merger agreement between issuer and Kayne Anderson Energy Infrastructure Fund, Inc. (KYN). KMF stockholders received either (i) newly issued common stock of KYN ("Stock Consideration") or (ii) cash ("Cash Consideration"), subject to the adjustment and proration procedures as set forth in the merger agreement.
SEC remarks
This Form is filed by Principal Life Insurance Company (PLIC), with respect to the shares held directly by it, and by Principal Global Investors (PGI), with respect to the shares held indirectly by it. Each of PLIC and PGI expressly disclaims any beneficial ownership of the shares, except to the extent of its pecuniary interest therein, pursuant to Section 16.