Principal Life Insurance Co - Oct 2, 2023 Form 4 Insider Report for Carlyle Tactical Private Credit Fund (TAKIX)

Role
10%+ Owner
Signature
Dennis Menken, Chief Investment Officer Principal Life Insurance Company
Stock symbol
TAKIX
Transactions as of
Oct 2, 2023
Transactions value $
$18,000,000
Form type
4
Date filed
11/13/2023, 09:26 AM
Previous filing
Jun 20, 2023
Next filing
Nov 15, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TAKIX Mandatory Redeemable Preferred Shares, Series D Purchase $18M +720K $25.00* 720K Oct 2, 2023 Direct
holding TAKIX Mandatory Redeemable Preferred Shares, Series A 960K Oct 2, 2023 Direct
holding TAKIX Mandatory Redeemable Preferred Shares, Series B 320K Oct 2, 2023 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

This Form is filed by Principal Life Insurance Company (PLIC), with respect to the shares held directly by it, and by Principal Global Investors (PGI), with respect to the shares held indirectly by it. Each of PLIC and PGI expressly disclaims any beneficial ownership of the shares, except to the extent of its pecuniary interest therein, pursuant to Section 16.