William Henry Pickle - 03 Nov 2023 Form 4 Insider Report for WAVEDANCER, INC. (AIFF)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
07 Nov 2023, 15:42:16 UTC
Prior SEC filing
23 Nov 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ William Pickle

Key filing fact

William Henry Pickle filed Form 4 for WAVEDANCER, INC. (AIFF) on 07 Nov 2023.

Key facts

  • This page summarizes William Henry Pickle's Form 4 filing for WAVEDANCER, INC. (AIFF).
  • 1 reported transaction and 2 derivative rows are listed below.
  • Accepted by SEC: 07 Nov 2023, 15:42.

Change

  • Previous filing in this sequence was filed on 23 Nov 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

WAVD transaction Derivative

Options (Right-to-Buy)

Award

Transaction value
$0
Shares
+5,000
Change %
+50%
Price
$0.000000
Shares after
15,000
Date
03 Nov 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
5,000
Exercise price
$2.03
Footnotes
F1, F2
WAVD holding Derivative

Warrants (right-to-buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
6,829
Date
03 Nov 2023
Ownership
Warrants owned by William and Jean Pickle trust under shared voting and dispositive powers
Underlying class
Common Stock
Underlying amount
6,829
Exercise price
Footnotes
F3, F4, F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Granted pursuant to and in accordance with the WaveDancer 2021 Stock Incentive Plan.

Footnote F2

The options become exercisable as to 2,500 Options on October 25, 2024, and 2,500 Options on October 25, 2025.

Footnote F3

Includes 6,500 warrants exercisable at $30.00 per share and 329 warrants exercisable at $45.00 per share.

Footnote F4

Includes 6,500 warrants exercisable on August 26, 2021, and 329 warrants exercisable on January 1, 2023.

Footnote F5

Includes 6,500 warrants expiring August 26, 2026, and 329 warrants expiring December 31, 2026.

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