William Pickle - Nov 21, 2022 Form 4 Insider Report for WAVEDANCER, INC. (WAVD)

Role
Director
Signature
/s/ Matthew T. Sands, Atty-in-fact
Stock symbol
WAVD
Transactions as of
Nov 21, 2022
Transactions value $
$0
Form type
4
Date filed
11/23/2022, 01:58 PM
Previous filing
Aug 15, 2022
Next filing
Nov 7, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WAVD Options (Right-to-Buy) Award $0 +10K +11.11% $0.00 100K Nov 21, 2022 Common Stock 10K $0.86 Direct F1, F2
holding WAVD Warrants (right-to-buy) 68.3K Nov 21, 2022 Common Stock 68.3K Warrants owned by William and Jean Pickle trust under shared voting and dispositive powers F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Granted pursuant to and in accordance with the WaveDancer 2021 Stock Incentive Plan.
F2 The options become exercisable as to 5,000 Options on October 24, 2023, and 5,000 Options on October 24, 2024.
F3 Includes 65,000 warrants exercisable at $3.00 per share and 3,290 warrants exercisable at $4.50 per share.
F4 Includes 65,000 warrants exercisable on August 26, 2021, amd 3,290 warrants exercisable on January 1, 2023.
F5 Includes 65,000 warrants expiring August 26, 2026, and 3,290 warrants expiring December 31, 2026.