William Henry Pickle - 21 Nov 2022 Form 4 Insider Report for WAVEDANCER, INC. (AIFF)

Role
Director
Signature
/s/ Matthew T. Sands, Atty-in-fact
Issuer symbol
AIFF
Transactions as of
21 Nov 2022
Net transactions value
$0
Form type
4
Filing time
23 Nov 2022, 13:58:18 UTC
Previous filing
15 Aug 2022
Next filing
07 Nov 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WAVD Options (Right-to-Buy) Award $0 +10,000 +11% $0.000000 100,000 21 Nov 2022 Common Stock 10,000 $0.8600 Direct F1, F2
holding WAVD Warrants (right-to-buy) 68,290 21 Nov 2022 Common Stock 68,290 Warrants owned by William and Jean Pickle trust under shared voting and dispositive powers F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Granted pursuant to and in accordance with the WaveDancer 2021 Stock Incentive Plan.
F2 The options become exercisable as to 5,000 Options on October 24, 2023, and 5,000 Options on October 24, 2024.
F3 Includes 65,000 warrants exercisable at $3.00 per share and 3,290 warrants exercisable at $4.50 per share.
F4 Includes 65,000 warrants exercisable on August 26, 2021, amd 3,290 warrants exercisable on January 1, 2023.
F5 Includes 65,000 warrants expiring August 26, 2026, and 3,290 warrants expiring December 31, 2026.