Key facts
- This page summarizes Nelson Chai's Form 4 filing for Uber Technologies, Inc (UBER).
- 9 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 18 Oct 2023, 18:24.
Nelson Chai - 16 Oct 2023 Form 4 Insider Report for Uber Technologies, Inc (UBER)
- Reporting relationship
- Chief Financial Officer
- Issuer ticker
- UBER
- Reported as of
- 16 Oct 2023
- Net transaction value
- -$178,482
- SEC form
- 4
- Accepted by SEC
- 18 Oct 2023, 18:24:03 UTC
- Prior SEC filing
- 19 Sep 2023
- Next SEC filing
- 09 Nov 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Carolyn Mo by Power of Attorney for Nelson Chai
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Nelson Chai filed Form 4 for Uber Technologies, Inc (UBER) on 18 Oct 2023.
Change
- Previous filing in this sequence was filed on 19 Sep 2023.
- Current net transaction value: -$178,482.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
UBER
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +3,274
- Change %
- +1.1%
- Price
- Shares after
- 298,906
- Date
- 16 Oct 2023
- Ownership
- Direct
- Footnotes
- F1
UBER
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +3,457
- Change %
- +1.2%
- Price
- Shares after
- 302,363
- Date
- 16 Oct 2023
- Ownership
- Direct
- Footnotes
- F1
UBER
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +1,086
- Change %
- +0.36%
- Price
- Shares after
- 303,449
- Date
- 16 Oct 2023
- Ownership
- Direct
- Footnotes
- F1
UBER
transaction
Common Stock
Tax liability
- Transaction value
- $74,755
- Shares
- -1,672
- Change %
- -0.55%
- Price
- $44.71
- Shares after
- 301,777
- Date
- 16 Oct 2023
- Ownership
- Direct
- Footnotes
- F2
UBER
transaction
Common Stock
Tax liability
- Transaction value
- $78,913
- Shares
- -1,765
- Change %
- -0.58%
- Price
- $44.71
- Shares after
- 300,012
- Date
- 16 Oct 2023
- Ownership
- Direct
- Footnotes
- F2
UBER
transaction
Common Stock
Tax liability
- Transaction value
- $24,814
- Shares
- -555
- Change %
- -0.18%
- Price
- $44.71
- Shares after
- 299,457
- Date
- 16 Oct 2023
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
UBER
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -3,274
- Change %
- -2.4%
- Price
- $0.000000
- Shares after
- 134,240
- Date
- 16 Oct 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 3,274
- Exercise price
- Footnotes
- F1, F3
UBER
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -3,457
- Change %
- -3.3%
- Price
- $0.000000
- Shares after
- 100,249
- Date
- 16 Oct 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 3,457
- Exercise price
- Footnotes
- F1, F4
UBER
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -1,086
- Change %
- -5.6%
- Price
- $0.000000
- Shares after
- 18,465
- Date
- 16 Oct 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,086
- Exercise price
- Footnotes
- F1, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
Restricted stock units convert into common stock on a one-for-one basis.
Footnote F2
Shares withheld to satisfy tax liability upon vesting of restricted stock units on October 16, 2023.
Footnote F3
The reporting person was granted 157,159 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
Footnote F4
The reporting person was granted 165,929 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
Footnote F5
The reporting person was granted 52,137 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.