Nelson Chai - Sep 16, 2023 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
Chief Financial Officer
Signature
/s/ Carolyn Mo by Power of Attorney for Nelson Chai
Stock symbol
UBER
Transactions as of
Sep 16, 2023
Transactions value $
-$189,700
Form type
4
Date filed
9/19/2023, 06:06 PM
Previous filing
Aug 22, 2023
Next filing
Oct 18, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +3.27K +1.12% 295K Sep 16, 2023 Direct F1
transaction UBER Common Stock Options Exercise +3.46K +1.17% 299K Sep 16, 2023 Direct F1
transaction UBER Common Stock Options Exercise +1.09K +0.36% 300K Sep 16, 2023 Direct F1
transaction UBER Common Stock Tax liability -$79.5K -1.67K -0.56% $47.52 298K Sep 16, 2023 Direct F2
transaction UBER Common Stock Tax liability -$83.9K -1.77K -0.59% $47.52 296K Sep 16, 2023 Direct F2
transaction UBER Common Stock Tax liability -$26.4K -555 -0.19% $47.52 296K Sep 16, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -3.27K -2.33% $0.00 138K Sep 16, 2023 Common Stock 3.27K Direct F1, F3
transaction UBER Restricted Stock Units Options Exercise $0 -3.46K -3.23% $0.00 104K Sep 16, 2023 Common Stock 3.46K Direct F1, F4
transaction UBER Restricted Stock Units Options Exercise $0 -1.09K -5.27% $0.00 19.6K Sep 16, 2023 Common Stock 1.09K Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 16, 2023.
F3 The reporting person was granted 157,159 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4 The reporting person was granted 165,929 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5 The reporting person was granted 52,137 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.