Nelson Chai - 16 Sep 2023 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
Chief Financial Officer
Signature
/s/ Carolyn Mo by Power of Attorney for Nelson Chai
Issuer symbol
UBER
Transactions as of
16 Sep 2023
Net transactions value
-$189,700
Form type
4
Filing time
19 Sep 2023, 18:06:51 UTC
Previous filing
22 Aug 2023
Next filing
18 Oct 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +3,274 +1.1% 295,081 16 Sep 2023 Direct F1
transaction UBER Common Stock Options Exercise +3,456 +1.2% 298,537 16 Sep 2023 Direct F1
transaction UBER Common Stock Options Exercise +1,087 +0.36% 299,624 16 Sep 2023 Direct F1
transaction UBER Common Stock Tax liability $79,453 -1,672 -0.56% $47.52 297,952 16 Sep 2023 Direct F2
transaction UBER Common Stock Tax liability $83,873 -1,765 -0.59% $47.52 296,187 16 Sep 2023 Direct F2
transaction UBER Common Stock Tax liability $26,374 -555 -0.19% $47.52 295,632 16 Sep 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -3,274 -2.3% $0.000000 137,514 16 Sep 2023 Common Stock 3,274 Direct F1, F3
transaction UBER Restricted Stock Units Options Exercise $0 -3,456 -3.2% $0.000000 103,706 16 Sep 2023 Common Stock 3,456 Direct F1, F4
transaction UBER Restricted Stock Units Options Exercise $0 -1,087 -5.3% $0.000000 19,551 16 Sep 2023 Common Stock 1,087 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 16, 2023.
F3 The reporting person was granted 157,159 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4 The reporting person was granted 165,929 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5 The reporting person was granted 52,137 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.