Key facts
- This page summarizes Francis M. Fetsko's Form 4 filing for TOMPKINS FINANCIAL CORP (TMP).
- 0 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 03 Oct 2023, 09:04.
Francis M. Fetsko - 02 Oct 2023 Form 4 Insider Report for TOMPKINS FINANCIAL CORP (TMP)
- Reporting relationship
- EVP, COO, CFO & Treasurer
- Issuer ticker
- TMP
- Reported as of
- 02 Oct 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 03 Oct 2023, 09:04:10 UTC
- Prior SEC filing
- 07 Feb 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Francis M. Fetsko
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Francis M. Fetsko filed Form 4 for TOMPKINS FINANCIAL CORP (TMP) on 03 Oct 2023.
Change
- Previous filing in this sequence was filed on 07 Feb 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
TMP
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 17,429
- Date
- 02 Oct 2023
- Ownership
- Direct
TMP
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 4,763
- Date
- 02 Oct 2023
- Ownership
- by 401K/ISOP
TMP
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 5,872
- Date
- 02 Oct 2023
- Ownership
- by ESOP
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
TMP
holding
Derivative
Stock Appreciation Rights (SAR)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 802
- Date
- 02 Oct 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 802
- Exercise price
- $76.90
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Francis M. Fetsko is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 1 footnote
Footnote F1
Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a five-year vesting schedule, with 0% vesting in year one and 25% vesting in years two through five. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.