Key facts
- This page summarizes Roy J. Bade's Form 4 filing for CaliberCos Inc. (CWD).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 28 Sep 2023, 19:45.
Roy J. Bade - 25 Sep 2023 Form 4 Insider Report for CaliberCos Inc. (CWD)
- Reporting relationship
- Ch. Development Officer
- Issuer ticker
- CWD
- Reported as of
- 25 Sep 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 28 Sep 2023, 19:45:57 UTC
- Prior SEC filing
- 28 Sep 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Roy J. Bade
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Roy J. Bade filed Form 4 for CaliberCos Inc. (CWD) on 28 Sep 2023.
Change
- Previous filing in this sequence was filed on 28 Sep 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CWD
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +271,969
- Change %
- +1114%
- Price
- $0.000000
- Shares after
- 296,391
- Date
- 25 Sep 2023
- Ownership
- Direct
- Footnotes
- F1, F2
CWD
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 70,662
- Date
- 25 Sep 2023
- Ownership
- See footnote 3.
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Restricted stock units ("RSUs") granted pursuant to Issuer's Amended and Restated 2017 Stock Incentive Plan, as amended. The RSUs are common stock equivalents and represent a contingent right to receive Class A common stock of Issuer upon vesting.
Footnote F2
RSUs will vest 25% on January 1, 2024, and 1/36th each month thereafter for the following 36 months.
Footnote F3
Class A common stock owned by Wave Investments LLC, an Arizona limited liability company, of which the Reporting Person is the sole manager.