Roy J. Bade - 15 May 2023 Form 3/A - Amendment Insider Report for CaliberCos Inc. (CWD)

Role: Ch. Development Officer
Signature: /s/ Roy J. Bade
Issuer symbol: CWD
Transactions as of: 15 May 2023
Net transactions value: $0
Form type: 3/A - Amendment
Filing time: 28 Sep 2023, 19:43:32 UTC
Date Of Original Report: 15 May 2023
Next filing: 28 Sep 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	CWD	Class A Common Stock						70,662	15 May 2023	See footnote 1.	F1
holding	CWD	Class A Common Stock						24,422	15 May 2023	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	CWD	Employee Stock Options (right to buy)							15 May 2023	Class A Common Stock	445,888	$3.35	Direct	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Class A common stock owned by Wave Investments LLC, an Arizona limited liability company, of which the Reporting Person is the sole manager.
F2	Restricted stock units ("RSUs") granted December 31, 2021 and April 1, 2022, pursuant to Issuer's Amended and Restated 2017 Stock Incentive Plan (the "Plan"). The RSUs are common stock equivalents and represent a contingent right to receive Class A common stock of Issuer upon vesting.
F3	Employee stock options (right to buy)("Options") granted December 1, 2017, pursuant to Issuer's Plan. Such Options are fully vested.