Roy J. Bade - May 15, 2023 Form 3/A - Amendment Insider Report for CaliberCos Inc. (CWD)

Signature
/s/ Roy J. Bade
Stock symbol
CWD
Transactions as of
May 15, 2023
Transactions value $
$0
Form type
3/A - Amendment
Date filed
9/28/2023, 07:43 PM
Date Of Original Report
May 15, 2023
Next filing
Sep 28, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CWD Class A Common Stock 70.7K May 15, 2023 See footnote 1. F1
holding CWD Class A Common Stock 24.4K May 15, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CWD Employee Stock Options (right to buy) May 15, 2023 Class A Common Stock 446K $3.35 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Class A common stock owned by Wave Investments LLC, an Arizona limited liability company, of which the Reporting Person is the sole manager.
F2 Restricted stock units ("RSUs") granted December 31, 2021 and April 1, 2022, pursuant to Issuer's Amended and Restated 2017 Stock Incentive Plan (the "Plan"). The RSUs are common stock equivalents and represent a contingent right to receive Class A common stock of Issuer upon vesting.
F3 Employee stock options (right to buy)("Options") granted December 1, 2017, pursuant to Issuer's Plan. Such Options are fully vested.