Noam Gottesman - 21 Sep 2023 Form 4 Insider Report for Radius Global Infrastructure, Inc.

Reporting relationship: Director
Issuer ticker: N/A
Reported as of: 21 Sep 2023
Net transaction value: -$67,263,660
SEC form: 4
Accepted by SEC: 21 Sep 2023, 17:03:40 UTC
Prior SEC filing: 21 Dec 2021
Next SEC filing: 17 Mar 2026
Source filing: View source filing
Reporting owner signature: /s/ Andrew Rosenstein, as Attorney in Fact

Key filing fact

Noam Gottesman filed Form 4 for Radius Global Infrastructure, Inc. on 21 Sep 2023.

Key facts

This page summarizes Noam Gottesman's Form 4 filing for Radius Global Infrastructure, Inc..
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 21 Sep 2023, 17:03.

Change

Previous filing in this sequence was filed on 21 Dec 2021.
Current net transaction value: -$67,263,660.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

RADI transaction

Class A Common Stock

Disposed to Issuer

Transaction value: $26,349,570
Shares: -1,756,638
Change %: -100%
Price: $15.00
Shares after: 0
Date: 21 Sep 2023
Ownership: Direct
Footnotes: F1

RADI transaction

Class A Common Stock

Disposed to Issuer

Transaction value: $28,914,090
Shares: -1,927,606
Change %: -100%
Price: $15.00
Shares after: 0
Date: 21 Sep 2023
Ownership: By TOMS Acquisition II LLC
Footnotes: F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

RADI transaction Derivative

Series A Founder Preferred Stock

Sale

Transaction value: $12,000,000
Shares: -800,000
Change %: -100%
Price: $15.00
Shares after: 0
Date: 21 Sep 2023
Ownership: By TOMS Acquisition II LLC
Underlying class: Class A Common Stock
Underlying amount: 800,000
Exercise price
Footnotes: F1, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

On 09/21/2023 (the "Effective Time"), pursuant to the Agreement and Plan of Merger, dated as of March 1, 2023 (as amended or otherwise modified from time to time, the "Merger Agreement"), by and among Radius Global Infrastructure, Inc., a Delaware corporation (the "Company"), APW OpCo LLC, a Delaware limited liability company ("OpCo"), Chord Parent, Inc., a Delaware corporation ("Parent"), Chord Merger Sub I, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub I"), and Chord Merger Sub II, LLC, a Delaware limited liability company and a wholly owned subsidiary of Merger Sub I ("Merger Sub II"), Merger Sub II merged with and into OpCo and Merger Sub I merged with and into the Company. Pursuant to the Merger Agreement, each share of the Company's Class A Common Stock and Series A Founder Preferred Stock was converted into the right to receive $15.00 per share in cash (the "Merger Consideration").

Footnote F2

Reflects shares of the Company's Class A Common Stock held by TOMS Acquisition II LLC. Mr. Gottesman is the managing member and majority owner of TOMS Acquisition II LLC.

Footnote F3

Reflects shares of the Company's Series A Founder Preferred Stock ("Series A Founder Preferred Stock") held by TOMS Acquisition II LLC, which were convertible on a one-to-one basis into the Company's Class A Common Stock prior to the Effective Time.