Noam Gottesman - Dec 17, 2021 Form 4 Insider Report for Radius Global Infrastructure, Inc. (RADI)

Role
Director
Signature
/s/ Andrew Rosenstein as Attorney in Fact
Stock symbol
RADI
Transactions as of
Dec 17, 2021
Transactions value $
$7,666,659
Form type
4
Date filed
12/21/2021, 07:00 AM
Next filing
Sep 21, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RADI Class A Common Stock Exercise of in-the-money or at-the-money derivative security $7.67M +667K +53.98% $11.50 1.9M Dec 17, 2021 By Toms Acquisition II LLC F1, F2
holding RADI Class A Common Stock 870K Dec 17, 2021 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RADI Warrants to acquire Class A Common Stock Exercise of in-the-money or at-the-money derivative security $0 -2M -100% $0.00* 0 Dec 17, 2021 Class A Common Stock 667K $11.50 By Toms Acquisition II LLC F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 1,166,690 shares of Class A Common Stock, par value per share $0.0001, of Radius Global Infrastructure, Inc. (the "Company") (such shares, "Class A Shares") distributed to TOMS Acquisition II LLC in February 2021 by an entity in which TOMS Acquisition II LLC is a member.
F2 Reflects Class A Shares held by TOMS Acquisition II LLC. Mr. Gottesman is the managing member and majority owner of TOMS Acquisition II LLC.
F3 Reflects Class A Shares received in connection with the stock dividend on the Company's Series A Founder Preferred Stock that was paid on February 4, 2021.
F4 Immediately exercisable.
F5 Expire on the earlier to occur of (i) 5:00 p.m. on February 10, 2023 and (ii) in the event that, prior to such date, an acquisition offer satisfying certain criteria is made to all holders of Class A Shares, such earlier date as determined pursuant to the Amended and Restated Warrant Instrument governing the Warrants (or, in each case, if such day is not a trading day, the trading day immediately following such day).